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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAND
726
DELISTED
Sandstorm Gold
SAND
$80K 0.01%
15,400
– –
RIG icon
727
Transocean
RIG
$6.38B
$77K 0.01%
30,666
-5,617
-15% -$18K
DNN icon
728
Denison Mines
DNN
$2.96B
$72K 0.01%
+60,250
New +$71.3K
GRWG icon
729
GrowGeneration
GRWG
$109M
$71K 0.01%
19,355
+2,293
+13% +$10.6K
DMTK
730
DELISTED
DermTech, Inc. Common Stock
DMTK
$68K 0.01%
17,260
+1,025
+6% +$6.3K
IDR icon
731
Idaho Strategic Resources
IDR
$499M
$67K 0.01%
14,142
-8,571
-38% -$52.1K
HL icon
732
Hecla Mining
HL
$11.8B
$60K 0.01%
15,032
-13,682
-48% -$55.7K
ATR icon
733
AptarGroup
ATR
$8.41B
$58K ﹤0.01%
+10,706
New +$1.11M
JOBY icon
734
Joby Aviation
JOBY
$7.88B
$50K ﹤0.01%
11,600
-1,875
-14% -$10.3K
BBIG
735
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
$40K ﹤0.01%
+618
New +$12.3K
NPCE icon
736
Neuropace
NPCE
$505M
$38K ﹤0.01%
+10,000
New +$48.2K
SNCR
737
DELISTED
Synchronoss Technologies
SNCR
$34K ﹤0.01%
3,333
– –
AQST icon
738
Aquestive Therapeutics
AQST
$545M
$32K ﹤0.01%
27,000
– –
SENS icon
739
Senseonics Holdings Inc
SENS
$410M
$25K ﹤0.01%
+950
New +$29.1K
BTBT icon
740
Bit Digital
BTBT
$534M
$20K ﹤0.01%
+16,824
New +$25.7K
CKPT
741
DELISTED
Checkpoint Therapeutics
CKPT
$16K ﹤0.01%
1,500
– –
PAVM icon
742
PAVmed
PAVM
$32.2M
$13K ﹤0.01%
33
– –
MBIO icon
743
Mustang Bio
MBIO
$4.55M
$11K ﹤0.01%
27
-22
-45% -$10.2K
SDIG
744
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$10K ﹤0.01%
+1,000
New +$19.4K
RHP icon
745
Ryman Hospitality Properties
RHP
$7.9B
$8K ﹤0.01%
+10,070
New +$841K
MTNB icon
746
Matinas BioPharma
MTNB
$1.49M
$6K ﹤0.01%
200
– –
ACN icon
747
Accenture
ACN
$109B
– –
-8,811
Closed -$2.45M
AJG icon
748
Arthur J. Gallagher & Co
AJG
$64.3B
– –
-2,518
Closed -$411K
ALC icon
749
Alcon
ALC
$35.3B
– –
-10,155
Closed -$708K
AMLP icon
750
Alerian MLP ETF
AMLP
$13.2B
– –
-31,206
Closed -$1.07M
28 29
30
31 32

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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.