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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHRY icon
726
First Trust Exchange-Traded Fund VI First Trust Bloomberg Shareholder Yield ETF
SHRY
$16.4M
$205K 0.01%
+5,818
New +$197K
LULU icon
727
lululemon athletica
LULU
$13.7B
$204K 0.01%
522
-10
-2% -$4.27K
PSX icon
728
Phillips 66
PSX
$91B
$204K 0.01%
+2,810
New +$212K
CTRA
729
DELISTED
Coterra Energy
CTRA
$202K 0.01%
+10,640
New +$222K
PPL
730
PPL Corp
PPL
$26.9B
$202K 0.01%
4,077
-42,881
-91% -$1.24M
AMN icon
731
AMN Healthcare
AMN
$1.29B
$201K 0.01%
+1,645
New +$183K
BIPC icon
732
Brookfield Infrastructure
BIPC
$4.95B
$201K 0.01%
4,395
-6,180
-58% -$256K
LDUR icon
733
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$201K 0.01%
2,000
– –
EOG icon
734
EOG Resources
EOG
$74.5B
$200K 0.01%
+2,254
New +$202K
MSTR icon
735
Strategy Inc
MSTR
$38.8B
$200K 0.01%
+3,590
New +$247K
ALC icon
736
Alcon
ALC
$35.4B
$193K 0.01%
+14,007
New +$1.15M
NUV icon
737
Nuveen Municipal Value Fund
NUV
$1.9B
$190K 0.01%
18,346
-805
-4% -$8.74K
RIG icon
738
Transocean
RIG
$6.42B
$190K 0.01%
43,544
+28,857
+196% +$98K
AIF
739
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$190K 0.01%
12,383
+212
+2% +$3.32K
GRWG icon
740
GrowGeneration
GRWG
$108M
$185K 0.01%
14,232
-300
-2% -$5.75K
BOE icon
741
BlackRock Enhanced Global Dividend Trust
BOE
$698M
$176K 0.01%
14,456
– –
INMB icon
742
INmune Bio
INMB
$57.5M
$155K 0.01%
15,167
-1,500
-9% -$22.2K
PMM
743
Franklin Managed Municipal Income Trust
PMM
$272M
$143K 0.01%
16,347
+10
+0.1% +$85
HL icon
744
Hecla Mining
HL
$11.8B
$142K 0.01%
27,292
-126
-0.5% -$704
BLUE
745
DELISTED
bluebird bio
BLUE
$138K 0.01%
692
-2,800
-80% -$661K
EOD
746
Allspring Global Dividend Opportunity Fund
EOD
$289M
$138K 0.01%
23,350
– –
NLY icon
747
Annaly Capital Management
NLY
$17.5B
$127K 0.01%
4,082
+15
+0.4% +$504
ERIC icon
748
Ericsson
ERIC
$33.8B
$113K 0.01%
10,420
– –
WIT icon
749
Wipro
WIT
$19.3B
$106K 0.01%
21,652
-1,214
-5% -$5.51K
PLTM icon
750
GraniteShares Platinum Shares
PLTM
$187M
$104K 0.01%
11,027
– –
28 29
30
31 32

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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.