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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PETS icon
726
PetMed Express
PETS
$42.7M
$98K 0.01%
+25,825
New +$744K
SAND
727
DELISTED
Sandstorm Gold
SAND
$89K 0.01%
15,400
– –
SIRI icon
728
SiriusXM
SIRI
$9.69B
$88K 0.01%
1,439
-4,795
-77% -$301K
BARK icon
729
BARK
BARK
$96.9M
$85K 0.01%
622
-25
-4% -$4.12K
PSLV icon
730
Sprott Physical Silver Trust
PSLV
$13.5B
$79K 0.01%
+10,350
New +$88.1K
AQST icon
731
Aquestive Therapeutics
AQST
$543M
$74K 0.01%
17,000
– –
SNCR
732
DELISTED
Synchronoss Technologies
SNCR
$72K ﹤0.01%
3,333
+1,111
+50% +$27.3K
MBII
733
DELISTED
Marrone Bio Innovations, Inc.
MBII
$65K ﹤0.01%
72,145
+6,835
+10% +$8.23K
VTGN icon
734
VistaGen Therapeutics
VTGN
$11.7M
$63K ﹤0.01%
+770
New +$66.9K
CKPT
735
DELISTED
Checkpoint Therapeutics
CKPT
$50K ﹤0.01%
1,500
– –
TONX
736
TON Strategy Co
TONX
$151M
$38K ﹤0.01%
3
– –
MTNB icon
737
Matinas BioPharma
MTNB
$1.53M
$13K ﹤0.01%
200
– –
DCOY
738
Decoy Therapeutics
DCOY
$1.95M
– –
0
– –
AHT
739
Ashford Hospitality Trust
AHT
$20.2M
– –
-393
Closed -$180K
AIG icon
740
American International
AIG
$40B
– –
-115,635
Closed -$3.61M
APD icon
741
Air Products & Chemicals
APD
$68B
– –
-1,169
Closed -$336K
ARKQ icon
742
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.09B
– –
-3,615
Closed -$312K
BEKE icon
743
KE Holdings
BEKE
$18.8B
– –
-3,520
Closed -$222K
KEEL
744
Keel Infrastructure Corp
KEEL
$2.17B
– –
-1,480
Closed -$216K
BLCN
745
CALL
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
– –
-13,791
Closed -$657K
BLV icon
746
PUT
Vanguard Long-Term Bond ETF
BLV
$5.75B
– –
-7,513
Closed -$766K
BRK.A icon
747
Berkshire Hathaway Class A
BRK.A
$1.09T
– –
-1
Closed -$419K
BBBY
748
CALL
Bed Bath & Beyond
BBBY
$421M
– –
-3,161
Closed -$307K
CNXC icon
749
Concentrix
CNXC
$1.5B
– –
-3,519
Closed -$358K
CODX
750
Co-Diagnostics
CODX
$5.64M
– –
-314
Closed -$1.2M
28 29
30
31 32

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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.