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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBII
726
DELISTED
Marrone Bio Innovations, Inc.
MBII
$137K 0.01%
65,310
+22,425
+52% +$46.6K
HL icon
727
Hecla Mining
HL
$12B
$126K 0.01%
22,158
+3,005
+16% +$18.3K
PMM
728
Franklin Managed Municipal Income Trust
PMM
$272M
$126K 0.01%
15,464
– –
MBIO icon
729
Mustang Bio
MBIO
$4.55M
$121K 0.01%
49
+20
+69% +$59.5K
SAND
730
DELISTED
Sandstorm Gold
SAND
$105K 0.01%
15,400
-5,900
-28% -$39.6K
UNG icon
731
United States Natural Gas Fund
UNG
$491M
$100K 0.01%
2,599
-577
-18% -$23.1K
TDAY
732
USA Today Co
TDAY
$1.01B
$96K 0.01%
18,000
+5,000
+38% +$24.5K
SIRI icon
733
SiriusXM
SIRI
$9.62B
$88K 0.01%
1,445
+6
+0.4% +$366
PAVM icon
734
PAVmed
PAVM
$31.8M
$87K 0.01%
44
– –
EXPR
735
DELISTED
Express, Inc.
EXPR
$87K 0.01%
+1,092
New +$68.5K
SNCR
736
DELISTED
Synchronoss Technologies
SNCR
$71K 0.01%
2,222
+1,111
+100% +$45.9K
AQST icon
737
Aquestive Therapeutics
AQST
$543M
$68K ﹤0.01%
13,000
-1,200
-8% -$6.38K
VTGN icon
738
VistaGen Therapeutics
VTGN
$11.7M
$49K ﹤0.01%
770
– –
CKPT
739
DELISTED
Checkpoint Therapeutics
CKPT
$47K ﹤0.01%
1,500
– –
RIG icon
740
PUT
Transocean
RIG
$6.41B
$45K ﹤0.01%
+12,897
New +$44.8K
OPTT icon
741
Ocean Power Technologies
OPTT
$55.1M
$41K ﹤0.01%
+12,629
New +$48.6K
TONX
742
TON Strategy Co
TONX
$148M
$28K ﹤0.01%
+3
New +$45.9K
DCOY
743
Decoy Therapeutics
DCOY
$1.92M
– –
0
– –
GSAT icon
744
Globalstar
GSAT
$10.8B
$15K ﹤0.01%
+760
New +$15.9K
MTNB icon
745
Matinas BioPharma
MTNB
$1.52M
$11K ﹤0.01%
200
– –
ARLO icon
746
Arlo Technologies
ARLO
$1.54B
– –
-51,136
Closed -$398K
BUD icon
747
AB InBev
BUD
$159B
– –
-3,083
Closed -$216K
CHD icon
748
Church & Dwight Co
CHD
$24.1B
– –
-2,506
Closed -$218K
CIBR icon
749
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
– –
-35,763
Closed -$1.56M
CRSP icon
750
CRISPR Therapeutics
CRSP
$5.21B
– –
-1,377
Closed -$211K
28 29
30
31 32

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.