We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.09%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.77B
AUM Growth
+$157M
Cap. Flow
+$110M
Cap. Flow %
6.24%
Top 10 Hldgs %
22.83%
Holding
813
New
72
Increased
379
Reduced
285
Closed
45

Top Buys

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$27.8M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$19.4M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$14.2M
4
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$11.9M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$8.29M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$9.55M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$4.88M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.64M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.49M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.42M

Sector Composition

Rank Sector Weight
1 Technology 14.83%
2 Consumer Discretionary 3.78%
3 Financials 3.07%
4 Industrials 3.02%
5 Healthcare 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGDV icon
51
Capital Group Dividend Value ETF
CGDV
$39.1B
$7.79M 0.44%
213,761
+4,734
+2% +$164K
EMB icon
52
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$7.54M 0.43%
78,883
+32,763
+71% +$2.99M
XMMO icon
53
Invesco S&P MidCap Momentum ETF
XMMO
$7.64B
$7.49M 0.42%
67,624
+15,696
+30% +$1.82M
JPSE icon
54
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$609M
$7.44M 0.42%
154,909
+1,737
+1% +$80.1K
V icon
55
Visa
V
$673B
$7.17M 0.41%
26,065
+241
+0.9% +$65.2K
BIV icon
56
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$7.16M 0.4%
93,186
+42,711
+85% +$3.29M
MOAT icon
57
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$7.04M 0.4%
72,626
-6,080
-8% -$556K
XLK icon
58
State Street Technology Select Sector SPDR ETF
XLK
$125B
$7.01M 0.4%
78,290
+25,028
+47% +$2.75M
SPIB icon
59
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$6.67M 0.38%
197,939
+33,437
+20% +$1.11M
MINT icon
60
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$6.46M 0.36%
64,301
+29,463
+85% +$2.96M
QQQM icon
61
Invesco NASDAQ 100 ETF
QQQM
$104B
$6.4M 0.36%
31,868
+8,600
+37% +$1.67M
IQLT icon
62
iShares MSCI Intl Quality Factor ETF
IQLT
$14.3B
$6.35M 0.36%
+66,940
New +$2.67M
ESGU icon
63
iShares ESG Aware MSCI USA ETF
ESGU
$18.5B
$6.16M 0.35%
125,313
+117,113
+1,428% +$14.2M
XLRE icon
64
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.64B
$6.06M 0.34%
135,689
+2,574
+2% +$108K
FIXD icon
65
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$6.03M 0.34%
133,194
-184
-0.1% -$8.2K
GOOGL icon
66
Alphabet (Google) Class A
GOOGL
$4.24T
$5.99M 0.34%
36,140
+639
+2% +$107K
LLY icon
67
Eli Lilly
LLY
$1.09T
$5.94M 0.34%
6,710
-291
-4% -$262K
AXON
68
Axon Enterprise
AXON
$48.9B
$5.94M 0.34%
14,876
-272
-2% -$93.8K
META icon
69
Meta Platforms (Facebook)
META
$1.51T
$5.81M 0.33%
10,151
+107
+1% +$55.1K
GBIL icon
70
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$5.73M 0.32%
57,131
+19,359
+51% +$1.94M
ABBV icon
71
AbbVie
ABBV
$446B
$5.71M 0.32%
28,907
+194
+0.7% +$36.2K
FMB icon
72
First Trust Managed Municipal ETF
FMB
$2.07B
$5.67M 0.32%
109,064
-1,842
-2% -$95.1K
PTLC icon
73
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$5.62M 0.32%
108,716
+4,436
+4% +$224K
CAT icon
74
Caterpillar
CAT
$393B
$5.57M 0.31%
14,245
-1,469
-9% -$507K
FVD icon
75
First Trust Value Line Dividend Fund
FVD
$8.38B
$5.32M 0.3%
116,973
+3,208
+3% +$139K
1 2
3
4 5

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2024 Portfolio in Review

As of Q3 2024, Financial Advocates Investment Management held 813 positions worth $1.77B, up 9.7% from $1.61B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $110M of net new capital in Q3 2024, opening 72 new positions and adding to 379 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 91,935 shares worth $4.72M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $9.55M trimmed.

  • Financial Advocates Investment Management's largest Q3 2024 buy was iShares Russell 1000 ETF: 91,935 shares worth $4.72M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2024, an estimated $19.4M increase.
  • Financial Advocates Investment Management's biggest Q3 2024 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $9.55M.
  • Financial Advocates Investment Management fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2024, selling an estimated $2.46M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $1.77B portfolio in Q3 2024.
  • Financial Advocates Investment Management opened 72 new positions and closed 45 in Q3 2024.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $1.77B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2024, filed 25 Oct 2024.