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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
51
iShares Core S&P Small-Cap ETF
IJR
$113B
$7.23M 0.47%
66,197
-3,913
-6% -$377K
ZROZ icon
52
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$7.16M 0.47%
+83,928
New +$6.26M
LMBS icon
53
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.4B
$7.1M 0.46%
146,844
+41,860
+40% +$1.98M
PAVE icon
54
Global X US Infrastructure Development ETF
PAVE
$14.3B
$6.94M 0.45%
201,382
+11,853
+6% +$369K
XLV icon
55
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$6.88M 0.45%
61,221
+21,996
+56% +$2.86M
XLK icon
56
State Street Technology Select Sector SPDR ETF
XLK
$125B
$6.63M 0.43%
73,066
-27,846
-28% -$2.48M
SPAB icon
57
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.96B
$6.56M 0.43%
254,145
+22,420
+10% +$552K
BILS icon
58
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.91B
$6.47M 0.42%
65,310
+8,613
+15% +$855K
LVHD icon
59
Franklin US Low Volatility High Dividend Index ETF
LVHD
$630M
$6.4M 0.42%
176,536
-6,052
-3% -$209K
VIG icon
60
Vanguard Dividend Appreciation ETF
VIG
$115B
$6.33M 0.41%
37,160
-1,166
-3% -$188K
FVD icon
61
First Trust Value Line Dividend Fund
FVD
$8.38B
$6.32M 0.41%
155,883
-299,108
-66% -$11.5M
GBIL icon
62
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$6.18M 0.4%
61,951
-1,128
-2% -$113K
V icon
63
Visa
V
$675B
$6.14M 0.4%
23,602
-712
-3% -$175K
MOAT icon
64
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$5.97M 0.39%
70,383
+67,426
+2,280% +$5.24M
VZ icon
65
Verizon
VZ
$199B
$5.86M 0.38%
155,452
-1,735
-1% -$61.4K
CVX icon
66
Chevron
CVX
$387B
$5.66M 0.37%
37,936
-11,240
-23% -$1.7M
FMB icon
67
First Trust Managed Municipal ETF
FMB
$2.07B
$5.47M 0.36%
105,830
-5,863
-5% -$292K
BSV icon
68
Vanguard Short-Term Bond ETF
BSV
$45.7B
$5.34M 0.35%
69,307
+5,063
+8% +$383K
BIBL icon
69
Inspire 100 ETF
BIBL
$505M
$5.27M 0.34%
150,960
+6,198
+4% +$198K
SPLV icon
70
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$5.11M 0.33%
82,595
-24,724
-23% -$1.49M
ABBV icon
71
AbbVie
ABBV
$443B
$5.09M 0.33%
32,844
-507
-2% -$73.9K
DFAE icon
72
Dimensional Emerging Core Equity Market ETF
DFAE
$9.86B
$4.98M 0.33%
206,415
-111,480
-35% -$2.55M
SCHG icon
73
Schwab US Large-Cap Growth ETF
SCHG
$63B
$4.8M 0.31%
235,284
-5,460
-2% -$106K
GOOGL icon
74
Alphabet (Google) Class A
GOOGL
$4.24T
$4.77M 0.31%
34,036
+2,845
+9% +$382K
CAT icon
75
Caterpillar
CAT
$396B
$4.75M 0.31%
16,058
-4,400
-22% -$1.14M
1 2
3
4 5

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.