We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLV icon
51
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$6.3M 0.45%
107,319
+3,951
+4% +$244K
IEMG icon
52
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
$6.28M 0.45%
131,850
-15,087
-10% -$747K
LVHD icon
53
Franklin US Low Volatility High Dividend Index ETF
LVHD
$631M
$6.19M 0.45%
182,588
+33,522
+22% +$1.22M
BIL icon
54
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$5.97M 0.43%
66,380
-15,534
-19% -$1.42M
VIG icon
55
Vanguard Dividend Appreciation ETF
VIG
$115B
$5.96M 0.43%
38,326
+1,941
+5% +$315K
FTGC icon
56
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$5.95M 0.43%
247,776
+4,132
+2% +$99.8K
PAVE icon
57
Global X US Infrastructure Development ETF
PAVE
$14.3B
$5.92M 0.43%
189,529
+30,287
+19% +$956K
QGRO icon
58
American Century US Quality Growth ETF
QGRO
$2.04B
$5.89M 0.42%
88,479
+20,860
+31% +$1.44M
DFAS icon
59
Dimensional US Small Cap ETF
DFAS
$15.9B
$5.87M 0.42%
111,786
-10,248
-8% -$565K
ITA icon
60
iShares US Aerospace & Defense ETF
ITA
$14.9B
$5.78M 0.42%
114,449
+104,705
+1,075% +$11.9M
SPAB icon
61
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.96B
$5.68M 0.41%
231,725
+16,364
+8% +$408K
IQDG icon
62
WisdomTree International Quality Dividend Growth Fund
IQDG
$733M
$5.67M 0.41%
176,347
+12,369
+8% +$418K
BA icon
63
Boeing
BA
$182B
$5.67M 0.41%
29,597
+1,599
+6% +$350K
BILS icon
64
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.91B
$5.64M 0.41%
56,697
+13,721
+32% +$1.36M
V icon
65
Visa
V
$673B
$5.59M 0.4%
24,314
-232
-0.9% -$55.8K
CAT icon
66
Caterpillar
CAT
$392B
$5.59M 0.4%
20,458
+7,102
+53% +$1.93M
AVUV icon
67
Avantis US Small Cap Value ETF
AVUV
$31B
$5.49M 0.4%
70,958
+12,859
+22% +$1.03M
FMB icon
68
First Trust Managed Municipal ETF
FMB
$2.07B
$5.46M 0.39%
111,693
-8,018
-7% -$403K
AOM icon
69
iShares Core Moderate Allocation ETF
AOM
$1.78B
$5.25M 0.38%
96,779
+64,068
+196% +$2.56M
VZ icon
70
Verizon
VZ
$198B
$5.09M 0.37%
157,187
+17,528
+13% +$592K
SPSM icon
71
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$5.09M 0.37%
137,986
-7,430
-5% -$289K
ABBV icon
72
AbbVie
ABBV
$445B
$4.97M 0.36%
33,351
-213
-0.6% -$31.3K
LMBS icon
73
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.41B
$4.95M 0.36%
104,984
-7,082
-6% -$337K
BSV icon
74
Vanguard Short-Term Bond ETF
BSV
$45.7B
$4.83M 0.35%
64,244
+12,125
+23% +$914K
PG icon
75
Procter & Gamble
PG
$337B
$4.67M 0.34%
32,040
+38
+0.1% +$5.8K
1 2
3
4 5

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.