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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
51
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$5.77M 0.43%
77,632
-12,070
-13% -$894K
IJR icon
52
iShares Core S&P Small-Cap ETF
IJR
$113B
$5.63M 0.42%
59,491
+5,101
+9% +$489K
ABBV icon
53
AbbVie
ABBV
$446B
$5.63M 0.42%
34,815
+10,473
+43% +$1.61M
NEE icon
54
NextEra Energy
NEE
$179B
$5.46M 0.41%
65,356
+10,091
+18% +$815K
VIG icon
55
Vanguard Dividend Appreciation ETF
VIG
$115B
$5.41M 0.4%
35,603
+1,427
+4% +$213K
SPMD icon
56
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19B
$5.36M 0.4%
126,081
+6,870
+6% +$292K
MTUM icon
57
iShares MSCI USA Momentum Factor ETF
MTUM
$26.3B
$5.3M 0.4%
36,776
-5,529
-13% -$802K
XLP icon
58
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$5.29M 0.39%
70,999
+12,828
+22% +$935K
BA icon
59
Boeing
BA
$182B
$5.27M 0.39%
27,668
-1,500
-5% -$245K
LMBS icon
60
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.4B
$5.21M 0.39%
109,965
-9,846
-8% -$465K
DFAC icon
61
Dimensional US Core Equity 2 ETF
DFAC
$49.9B
$5.21M 0.39%
214,412
-164,027
-43% -$3.99M
FEMS icon
62
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$254M
$5.18M 0.39%
132,905
-8,884
-6% -$319K
QEFA icon
63
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$5.15M 0.38%
+80,272
New +$4.94M
FTGC icon
64
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$5.14M 0.38%
209,719
+31,950
+18% +$834K
JNJ icon
65
Johnson & Johnson
JNJ
$630B
$5.03M 0.37%
28,468
-1,658
-6% -$286K
COST icon
66
Costco
COST
$423B
$5.03M 0.37%
11,015
+724
+7% +$354K
MPT
67
Medical Properties Trust
MPT
$2.44B
$5.02M 0.37%
450,361
+416,210
+1,219% +$4.84M
IUSV icon
68
iShares Core S&P US Value ETF
IUSV
$28B
$4.95M 0.37%
70,131
+7,795
+13% +$542K
RPV icon
69
Invesco S&P 500 Pure Value ETF
RPV
$1.74B
$4.81M 0.36%
61,716
+286
+0.5% +$22.3K
SPAB icon
70
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.96B
$4.79M 0.36%
190,644
-244,381
-56% -$6.12M
TSLA icon
71
PUT
Tesla
TSLA
$1.32T
$4.74M 0.35%
+38,326
New +$7.26M
V icon
72
Visa
V
$673B
$4.5M 0.34%
21,647
+4,976
+30% +$1M
GOOG icon
73
Alphabet (Google) Class C
GOOG
$4.21T
$4.48M 0.33%
50,444
+5,359
+12% +$511K
VOO icon
74
Vanguard S&P 500 ETF
VOO
$1.04T
$4.47M 0.33%
12,729
-10,701
-46% -$3.78M
DFAE icon
75
Dimensional Emerging Core Equity Market ETF
DFAE
$9.86B
$4.42M 0.33%
201,218
+19,380
+11% +$412K
1 2
3
4 5

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.