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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCC icon
51
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$5.32M 0.44%
249,356
+8,742
+4% +$197K
DBMF icon
52
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.19B
$5.26M 0.43%
154,855
+30,302
+24% +$978K
DBA icon
53
Invesco DB Agriculture Fund
DBA
$1.24B
$5.16M 0.43%
257,584
-10,213
-4% -$206K
VOO icon
54
Vanguard S&P 500 ETF
VOO
$1.04T
$5.14M 0.42%
23,430
+9,476
+68% +$3.46M
SPXL icon
55
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.39B
$5.09M 0.42%
95,087
+17,891
+23% +$1.35M
SDY icon
56
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$5.05M 0.42%
46,276
+1,008
+2% +$124K
JNJ icon
57
Johnson & Johnson
JNJ
$627B
$4.92M 0.41%
30,126
+537
+2% +$90.9K
SCHG icon
58
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$4.91M 0.41%
352,564
+51,240
+17% +$803K
DEA
59
Easterly Government Properties
DEA
$1.18B
$4.9M 0.4%
+8,413
New +$389K
COST icon
60
Costco
COST
$423B
$4.86M 0.4%
10,291
+762
+8% +$396K
RWM icon
61
ProShares Short Russell2000
RWM
$99.3M
$4.85M 0.4%
183,942
-21,342
-10% -$515K
AGG icon
62
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.78M 0.39%
49,614
-21,620
-30% -$2.19M
IJR icon
63
iShares Core S&P Small-Cap ETF
IJR
$113B
$4.74M 0.39%
54,390
+22,850
+72% +$2.22M
VIG icon
64
Vanguard Dividend Appreciation ETF
VIG
$115B
$4.62M 0.38%
34,176
+224
+0.7% +$33.3K
SPMD icon
65
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19B
$4.6M 0.38%
119,211
-11,888
-9% -$504K
CVX icon
66
Chevron
CVX
$383B
$4.59M 0.38%
40,271
-6,410
-14% -$978K
FDM icon
67
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$4.52M 0.37%
90,477
+10,923
+14% +$608K
FEMS icon
68
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$253M
$4.52M 0.37%
141,789
-199
-0.1% -$6.86K
FTGC icon
69
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.08B
$4.5M 0.37%
177,769
-4,457
-2% -$118K
SHY icon
70
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$4.45M 0.37%
54,782
+40,358
+280% +$3.32M
XLG icon
71
Invesco S&P 500 Top 50 ETF
XLG
$11B
$4.4M 0.36%
168,280
+99,170
+143% +$2.99M
NEE icon
72
NextEra Energy
NEE
$179B
$4.33M 0.36%
55,265
-6,016
-10% -$510K
GOOG icon
73
Alphabet (Google) Class C
GOOG
$4.21T
$4.33M 0.36%
45,085
+7,165
+19% +$800K
RPV icon
74
Invesco S&P 500 Pure Value ETF
RPV
$1.74B
$4.29M 0.35%
61,430
+3,332
+6% +$256K
EDV icon
75
Vanguard World Funds Extended Duration ETF
EDV
$3.49B
$4.27M 0.35%
+49,292
New +$4.8M
1 2
3
4 5

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.