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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
51
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$5.66M 0.38%
48,185
-934
-2% -$114K
XLE icon
52
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
$5.65M 0.38%
217,076
-3,102
-1% -$76.8K
T icon
53
AT&T
T
$167B
$5.64M 0.38%
276,390
+3,311
+1% +$69.6K
GCC icon
54
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$5.57M 0.38%
249,783
+38,130
+18% +$839K
FTSM icon
55
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$5.54M 0.37%
92,430
+7,919
+9% +$475K
AGG icon
56
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.49M 0.37%
49,579
-50,886
-51% -$5.9M
TIP icon
57
iShares TIPS Bond ETF
TIP
$14.7B
$5.46M 0.37%
42,802
+19,849
+86% +$2.56M
RPG icon
58
Invesco S&P 500 Pure Growth ETF
RPG
$2.07B
$5.42M 0.37%
140,600
+108,330
+336% +$4.23M
CVX icon
59
Chevron
CVX
$383B
$5.41M 0.37%
53,286
+12,574
+31% +$1.25M
BIBL icon
60
Inspire 100 ETF
BIBL
$504M
$5.35M 0.36%
125,832
+4,397
+4% +$193K
GBIL icon
61
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$5.26M 0.36%
52,248
-17,072
-25% -$1.71M
DIS icon
62
Walt Disney
DIS
$180B
$5.18M 0.35%
30,599
-9,961
-25% -$1.78M
JNJ icon
63
Johnson & Johnson
JNJ
$629B
$5.17M 0.35%
31,979
+2,435
+8% +$415K
COST icon
64
Costco
COST
$422B
$5.11M 0.34%
11,366
-4,734
-29% -$2.08M
PYPL icon
65
PayPal
PYPL
$50.7B
$5.08M 0.34%
19,529
+2,653
+16% +$753K
NVAX icon
66
Novavax
NVAX
$1.32B
$5.08M 0.34%
31,591
+25,816
+447% +$5.69M
VGSH icon
67
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$4.92M 0.33%
80,172
-3,172
-4% -$195K
GSY icon
68
Invesco Ultra Short Duration ETF
GSY
$3.88B
$4.87M 0.33%
96,424
+6,252
+7% +$316K
SKYY icon
69
First Trust Cloud Computing ETF
SKYY
$3.28B
$4.8M 0.32%
45,609
-6,822
-13% -$732K
QEFA icon
70
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$4.8M 0.32%
+63,842
New +$4.93M
FXL icon
71
First Trust Technology AlphaDEX Fund
FXL
$2.85B
$4.79M 0.32%
38,972
+472
+1% +$59.3K
DOCU
72
DocuSign
DOCU
$11.2B
$4.73M 0.32%
18,356
+4,762
+35% +$1.37M
SPMD icon
73
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19.1B
$4.73M 0.32%
102,373
+14,729
+17% +$696K
PAVE icon
74
Global X US Infrastructure Development ETF
PAVE
$14.3B
$4.72M 0.32%
185,857
+2,327
+1% +$61.3K
SCHG icon
75
Schwab US Large-Cap Growth ETF
SCHG
$63B
$4.71M 0.32%
+254,424
New +$4.85M
1 2
3
4 5

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.