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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
51
Visa
V
$673B
$5.76M 0.41%
27,218
-148
-0.5% -$31.2K
CVX icon
52
Chevron
CVX
$383B
$5.75M 0.41%
54,788
-3,167
-5% -$309K
COST icon
53
Costco
COST
$422B
$5.4M 0.38%
15,314
-76
-0.5% -$26.5K
VGSH icon
54
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$5.37M 0.38%
87,288
-17,120
-16% -$1.05M
JNJ icon
55
Johnson & Johnson
JNJ
$630B
$5.35M 0.38%
32,692
-3,527
-10% -$571K
SBUX icon
56
Starbucks
SBUX
$125B
$5.34M 0.38%
48,894
-438
-0.9% -$46K
ITB icon
57
iShares US Home Construction ETF
ITB
$2.36B
$5.24M 0.37%
77,269
+14,182
+22% +$875K
SLY
58
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$5.19M 0.37%
55,178
+3,480
+7% +$315K
BIBL icon
59
Inspire 100 ETF
BIBL
$504M
$5.18M 0.37%
132,768
+20,914
+19% +$791K
IJR icon
60
iShares Core S&P Small-Cap ETF
IJR
$113B
$5.1M 0.36%
47,031
+12,341
+36% +$1.29M
SKYY icon
61
First Trust Cloud Computing ETF
SKYY
$3.28B
$5.06M 0.36%
52,998
+2,957
+6% +$295K
XLE icon
62
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
$4.88M 0.35%
198,998
+66,442
+50% +$1.53M
PG icon
63
Procter & Gamble
PG
$337B
$4.77M 0.34%
35,215
-1,354
-4% -$177K
SCHX icon
64
Schwab US Large- Cap ETF
SCHX
$74.9B
$4.68M 0.33%
306,390
+2,976
+1% +$46.6K
FXD icon
65
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$4.44M 0.31%
76,271
+30,051
+65% +$1.69M
GOOGL icon
66
Alphabet (Google) Class A
GOOGL
$4.21T
$4.37M 0.31%
42,400
-760
-2% -$75K
VO icon
67
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$4.36M 0.31%
78,772
-8,372
-10% -$454K
XLV icon
68
State Street Health Care Select Sector SPDR ETF
XLV
$44.2B
$4.35M 0.31%
37,225
-20,568
-36% -$2.37M
NEE icon
69
NextEra Energy
NEE
$179B
$4.28M 0.3%
56,641
-264
-0.5% -$20.6K
VYM icon
70
Vanguard High Dividend Yield ETF
VYM
$84.2B
$4.19M 0.3%
41,478
-237
-0.6% -$22.9K
GSY icon
71
Invesco Ultra Short Duration ETF
GSY
$3.88B
$4.12M 0.29%
81,692
+46,059
+129% +$2.33M
AOD
72
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$4.09M 0.29%
428,843
-62,624
-13% -$578K
IMCG icon
73
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.17B
$4.06M 0.29%
64,446
-14,442
-18% -$935K
GCC icon
74
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$4.04M 0.29%
201,205
+11,194
+6% +$224K
IUSG icon
75
iShares Core S&P US Growth ETF
IUSG
$33.9B
$3.96M 0.28%
43,721
+1,827
+4% +$165K
1 2
3
4 5

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.