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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
51
iShares Core S&P Mid-Cap ETF
IJH
$128B
$5.96M 0.41%
129,755
-1,285
-1% -$54.1K
MTUM icon
52
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$5.94M 0.41%
35,302
+21,510
+156% +$3.3M
VEA icon
53
Vanguard FTSE Developed Markets ETF
VEA
$239B
$5.9M 0.4%
124,931
+12,571
+11% +$553K
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.09T
$5.87M 0.4%
25,297
+1,709
+7% +$376K
COST icon
55
Costco
COST
$423B
$5.8M 0.4%
15,390
+789
+5% +$295K
VIG icon
56
Vanguard Dividend Appreciation ETF
VIG
$115B
$5.75M 0.39%
40,766
+1,116
+3% +$151K
T icon
57
AT&T
T
$166B
$5.7M 0.39%
+262,491
New +$5.66M
JNJ icon
58
Johnson & Johnson
JNJ
$627B
$5.7M 0.39%
36,219
+5,085
+16% +$750K
IWM icon
59
iShares Russell 2000 ETF
IWM
$82.6B
$5.68M 0.39%
29,229
+2,841
+11% +$497K
JPST icon
60
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$5.52M 0.38%
108,684
+17,650
+19% +$896K
SBUX icon
61
Starbucks
SBUX
$125B
$5.28M 0.36%
49,332
-242
-0.5% -$23.1K
RWR icon
62
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$5.17M 0.35%
165,837
+160,198
+2,841% +$13.4M
PG icon
63
Procter & Gamble
PG
$338B
$5.09M 0.35%
36,569
+4,526
+14% +$633K
IMCG icon
64
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.17B
$5.03M 0.34%
78,888
+678
+0.9% +$40K
EFA icon
65
iShares MSCI EAFE ETF
EFA
$80.3B
$5.02M 0.34%
77,630
+62,339
+408% +$4.26M
HD icon
66
Home Depot
HD
$344B
$4.97M 0.34%
18,695
+2,960
+19% +$814K
CVX icon
67
Chevron
CVX
$382B
$4.89M 0.33%
57,955
+9,605
+20% +$778K
SCHD icon
68
Schwab US Dividend Equity ETF
SCHD
$108B
$4.85M 0.33%
226,740
+23,736
+12% +$481K
XLF icon
69
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
$4.8M 0.33%
59,569
+25,022
+72% +$669K
EMXC icon
70
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.7B
$4.76M 0.33%
83,636
+3,430
+4% +$176K
SKYY icon
71
First Trust Cloud Computing ETF
SKYY
$3.3B
$4.75M 0.32%
50,041
+34,223
+216% +$2.95M
SCHX icon
72
Schwab US Large- Cap ETF
SCHX
$74.9B
$4.58M 0.31%
303,414
-5,706
-2% -$81.7K
LQD icon
73
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$4.56M 0.31%
32,125
-18,891
-37% -$2.57M
VO icon
74
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$4.5M 0.31%
87,144
-248
-0.3% -$12K
AMD icon
75
Advanced Micro Devices
AMD
$807B
$4.45M 0.3%
48,540
+1,262
+3% +$109K
1 2
3
4 5

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KAH
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CWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.