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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
51
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$4.95M 0.42%
52,944
-1,466
-3% -$137K
IJH icon
52
iShares Core S&P Mid-Cap ETF
IJH
$128B
$4.86M 0.41%
131,040
+48,765
+59% +$1.82M
AOD
53
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$4.69M 0.4%
590,375
-17,700
-3% -$141K
JNJ icon
54
Johnson & Johnson
JNJ
$627B
$4.63M 0.4%
31,134
+1,405
+5% +$208K
JPST icon
55
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$4.62M 0.39%
91,034
+12,651
+16% +$643K
VEA icon
56
Vanguard FTSE Developed Markets ETF
VEA
$239B
$4.59M 0.39%
112,360
+3,186
+3% +$131K
PG icon
57
Procter & Gamble
PG
$338B
$4.45M 0.38%
32,043
+339
+1% +$45K
HD icon
58
Home Depot
HD
$345B
$4.37M 0.37%
15,735
+631
+4% +$171K
SBUX icon
59
Starbucks
SBUX
$125B
$4.26M 0.36%
49,574
-46
-0.1% -$3.67K
TOTL icon
60
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$4.19M 0.36%
84,986
+854
+1% +$42.3K
IMCG icon
61
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.17B
$4.18M 0.36%
+78,210
New +$4.08M
SCHX icon
62
Schwab US Large- Cap ETF
SCHX
$74.9B
$4.15M 0.35%
309,120
-46,002
-13% -$611K
SHOP icon
63
Shopify
SHOP
$195B
$4.02M 0.34%
39,280
-15,950
-29% -$1.59M
IWM icon
64
iShares Russell 2000 ETF
IWM
$82.7B
$3.95M 0.34%
26,388
-980
-4% -$147K
XLV icon
65
State Street Health Care Select Sector SPDR ETF
XLV
$44.2B
$3.88M 0.33%
36,764
-29,094
-44% -$3.06M
AMD icon
66
Advanced Micro Devices
AMD
$805B
$3.88M 0.33%
47,278
+12,211
+35% +$907K
VO icon
67
Vanguard Morningstar Mid-Cap ETF
VO
$111B
$3.85M 0.33%
87,392
-19,820
-18% -$864K
T icon
68
CALL
AT&T
T
$166B
$3.84M 0.33%
+178,004
New +$3.98M
NEE icon
69
NextEra Energy
NEE
$179B
$3.81M 0.33%
54,912
+5,060
+10% +$349K
SCHD icon
70
Schwab US Dividend Equity ETF
SCHD
$108B
$3.74M 0.32%
203,004
+6,819
+3% +$125K
EMXC icon
71
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.7B
$3.71M 0.32%
80,206
+5,325
+7% +$246K
VYM icon
72
Vanguard High Dividend Yield ETF
VYM
$84.2B
$3.59M 0.31%
44,406
-212
-0.5% -$17.4K
VZ icon
73
Verizon
VZ
$196B
$3.56M 0.3%
59,879
+2,466
+4% +$143K
BIBL icon
74
Inspire 100 ETF
BIBL
$503M
$3.56M 0.3%
106,896
+7,195
+7% +$234K
INTC icon
75
Intel
INTC
$529B
$3.5M 0.3%
67,660
+7,676
+13% +$399K
1 2
3
4 5

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.