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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
51
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.05M 0.5%
66,704
+1,683
+3% +$99.3K
V icon
52
Visa
V
$677B
$3.86M 0.48%
24,723
+246
+1% +$35.5K
FTSM icon
53
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$3.72M 0.46%
62,061
-2,232
-3% -$134K
ICLN icon
54
iShares Global Clean Energy ETF
ICLN
$2.11B
$3.65M 0.45%
373,597
-23,159
-6% -$218K
NEAR icon
55
iShares Short Maturity Bond ETF
NEAR
$4.89B
$3.62M 0.45%
72,094
+19,422
+37% +$972K
VYM icon
56
Vanguard High Dividend Yield ETF
VYM
$84.4B
$3.58M 0.44%
41,763
-2,355
-5% -$197K
DIS icon
57
Walt Disney
DIS
$181B
$3.57M 0.44%
32,185
+935
+3% +$105K
REI icon
58
Ring Energy
REI
$347M
$3.56M 0.44%
606,215
+57,000
+10% +$339K
IJH icon
59
iShares Core S&P Mid-Cap ETF
IJH
$128B
$3.55M 0.44%
93,810
-36,055
-28% -$1.33M
INTC icon
60
Intel
INTC
$530B
$3.54M 0.44%
65,886
-1,958
-3% -$99.3K
PTLC icon
61
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$3.51M 0.44%
119,560
+28,105
+31% +$812K
NFLX icon
62
Netflix
NFLX
$323B
$3.47M 0.43%
97,440
+2,350
+2% +$81.5K
FDN icon
63
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$3.44M 0.43%
24,804
-1,687
-6% -$225K
PTNQ icon
64
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
$3.44M 0.43%
100,747
+3,373
+3% +$111K
T icon
65
AT&T
T
$167B
$3.35M 0.42%
141,334
+997
+0.7% +$22.9K
PG icon
66
Procter & Gamble
PG
$338B
$3.33M 0.41%
32,018
+609
+2% +$59.3K
SHY icon
67
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3.31M 0.41%
39,302
+4,742
+14% +$397K
VOT icon
68
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.2B
$3.26M 0.41%
22,830
+376
+2% +$50.6K
GSLC icon
69
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16.1B
$3.14M 0.39%
55,193
-193
-0.3% -$10.6K
PTMC icon
70
Pacer Trendpilot US Mid Cap ETF
PTMC
$408M
$2.99M 0.37%
98,413
+12,680
+15% +$389K
BRK.B icon
71
Berkshire Hathaway Class B
BRK.B
$1.09T
$2.94M 0.37%
14,647
-446
-3% -$90K
XOM icon
72
ExxonMobil
XOM
$650B
$2.91M 0.36%
36,064
+1,664
+5% +$127K
ITA icon
73
iShares US Aerospace & Defense ETF
ITA
$14.9B
$2.91M 0.36%
29,164
-1,316
-4% -$129K
SPLV icon
74
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$2.89M 0.36%
54,857
+47,069
+604% +$2.36M
IGIB icon
75
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.82M 0.35%
51,098
-239
-0.5% -$12.8K
1 2
3
4 5

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.