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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
51
Starbucks
SBUX
$124B
$4.14M 0.46%
72,927
-3,137
-4% -$166K
VYM icon
52
Vanguard High Dividend Yield ETF
VYM
$84B
$4.03M 0.45%
46,252
+2,485
+6% +$215K
T icon
53
AT&T
T
$166B
$3.9M 0.44%
153,873
-1,022
-0.7% -$25K
FDN icon
54
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
$3.86M 0.43%
27,291
+357
+1% +$50.6K
V icon
55
Visa
V
$671B
$3.86M 0.43%
25,733
+961
+4% +$137K
GOOGL icon
56
Alphabet (Google) Class A
GOOGL
$4.2T
$3.86M 0.43%
63,920
+1,900
+3% +$115K
DIS icon
57
Walt Disney
DIS
$178B
$3.79M 0.42%
32,394
+3,838
+13% +$427K
XLE icon
58
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$3.76M 0.42%
99,360
+6,660
+7% +$250K
VGSH icon
59
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$3.71M 0.41%
62,176
+3,052
+5% +$183K
AOD
60
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$3.64M 0.41%
414,811
+12,546
+3% +$111K
XOM icon
61
ExxonMobil
XOM
$657B
$3.63M 0.41%
42,668
+1,323
+3% +$108K
IYR icon
62
iShares US Real Estate ETF
IYR
$4.52B
$3.56M 0.4%
44,424
+2,794
+7% +$228K
ITA icon
63
iShares US Aerospace & Defense ETF
ITA
$15B
$3.48M 0.39%
32,208
+2,984
+10% +$307K
HYG icon
64
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$3.48M 0.39%
40,248
+1,455
+4% +$125K
DIA icon
65
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$3.42M 0.38%
12,920
+7,937
+159% +$2.03M
XLV icon
66
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$3.37M 0.38%
35,408
-5,256
-13% -$475K
ICLN icon
67
iShares Global Clean Energy ETF
ICLN
$2.12B
$3.28M 0.37%
381,281
+87,332
+30% +$765K
INTC icon
68
Intel
INTC
$509B
$3.28M 0.37%
69,302
+685
+1% +$33.3K
HD icon
69
Home Depot
HD
$342B
$3.2M 0.36%
15,450
-631
-4% -$127K
SHY icon
70
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3.17M 0.35%
38,100
-2,676
-7% -$223K
MINT icon
71
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$3.08M 0.34%
30,280
-5,731
-16% -$582K
VXUS icon
72
Vanguard Total International Stock ETF
VXUS
$164B
$3.07M 0.34%
56,874
-379
-0.7% -$20.5K
XLK icon
73
State Street Technology Select Sector SPDR ETF
XLK
$124B
$3.07M 0.34%
81,496
+1,762
+2% +$64.6K
LMT icon
74
Lockheed Martin
LMT
$140B
$3.04M 0.34%
8,790
+374
+4% +$121K
TIP icon
75
iShares TIPS Bond ETF
TIP
$14.7B
$3.01M 0.34%
27,179
+605
+2% +$67.6K
1 2
3
4 5

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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
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KAH
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BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.