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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+2.14%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.76B
AUM Growth
-$12.5M
Cap. Flow
-$56.5M
Cap. Flow %
-3.22%
Top 10 Hldgs %
23.72%
Holding
826
New
58
Increased
314
Reduced
359
Closed
74

Top Buys

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$14.9M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$10.3M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.07M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.94M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.04M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$18.8M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$15.1M
3
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$13.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.2M
5
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$6.35M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Consumer Discretionary 4.17%
3 Industrials 3.29%
4 Financials 3.18%
5 Healthcare 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYG icon
701
Lloyds Banking Group
LYG
$90.2B
$188K 0.01%
69,271
+10,723
+18% +$30.6K
GEVO icon
702
Gevo
GEVO
$396M
$188K 0.01%
90,000
+19,980
+29% +$37.9K
WEN icon
703
Wendy's
WEN
$1.63B
$186K 0.01%
11,413
-250
-2% -$4.56K
AMCR icon
704
Amcor
AMCR
$21.5B
$185K 0.01%
3,924
-489
-11% -$25.5K
BHP icon
705
BHP
BHP
$223B
$182K 0.01%
3,725
-38
-1% -$2.07K
BBDC icon
706
Barings BDC
BBDC
$983M
$180K 0.01%
18,854
+5,274
+39% +$51.6K
AQST icon
707
Aquestive Therapeutics
AQST
$537M
$178K 0.01%
50,000
+11,000
+28% +$50.7K
EXTR icon
708
Extreme Networks
EXTR
$3.21B
$168K 0.01%
10,014
-136
-1% -$2.2K
RIVN icon
709
Rivian
RIVN
$23.1B
$168K 0.01%
12,594
+747
+6% +$8.6K
HLN icon
710
Haleon
HLN
$43.2B
$154K 0.01%
16,187
-4,500
-22% -$44K
QQQ icon
711
PUT
Invesco QQQ Trust
QQQ
$487B
$153K 0.01%
300
-200
-40% -$101K
RMT
712
Royce Micro-Cap Trust
RMT
$777M
$151K 0.01%
15,494
+333
+2% +$3.27K
BBVA icon
713
Banco Bilbao Vizcaya Argentaria
BBVA
$158B
$150K 0.01%
15,406
+2,434
+19% +$24.1K
NVDA icon
714
PUT
NVIDIA
NVDA
$5.45T
$134K 0.01%
1,000
– –
SLV icon
715
CALL
iShares Silver Trust
SLV
$31.5B
$134K 0.01%
5,100
– –
SD icon
716
SandRidge Energy
SD
$518M
$134K 0.01%
11,450
-2,100
-15% -$24.3K
TLT icon
717
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$131K 0.01%
+1,500
New +$138K
TLT icon
718
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$131K 0.01%
+1,500
New +$138K
AGNT
719
AGNT Inc
AGNT
$722M
$128K 0.01%
11,080
-300
-3% -$3.95K
JPC icon
720
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$119K 0.01%
15,185
+34
+0.2% +$273
RIG icon
721
Transocean
RIG
$6.33B
$113K 0.01%
30,076
– –
REI icon
722
Ring Energy
REI
$349M
$107K 0.01%
78,850
-30,450
-28% -$45.7K
CYH icon
723
Community Health Systems
CYH
$420M
$103K 0.01%
34,593
– –
PMM
724
Franklin Managed Municipal Income Trust
PMM
$272M
$103K 0.01%
17,206
-833
-5% -$5.24K
AAPL icon
725
PUT
Apple
AAPL
$4.43T
$100K 0.01%
400
– –
27 28
29
30 31

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2024 Portfolio in Review

As of Q4 2024, Financial Advocates Investment Management held 826 positions worth $1.76B, down 0.7% from $1.77B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Financial Advocates Investment Management withdrew a net $56.5M in Q4 2024, closing 74 positions and reducing 359 holdings. Its most notable exit was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund, an estimated $13.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Global X Data Center & Digital Infrastructure ETF worth $2.51M.

  • Financial Advocates Investment Management's largest Q4 2024 buy was Global X Data Center & Digital Infrastructure ETF: 151,508 shares worth $2.51M.
  • Financial Advocates Investment Management added most to iShares Russell Top 200 Growth ETF in Q4 2024, an estimated $14.9M increase.
  • Financial Advocates Investment Management's biggest Q4 2024 reduction was iShares Russell 2000 ETF, cutting an estimated $18.8M.
  • Financial Advocates Investment Management fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2024, selling an estimated $13.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 24% of its $1.76B portfolio in Q4 2024.
  • Financial Advocates Investment Management opened 58 new positions and closed 74 in Q4 2024.
  • Financial Advocates Investment Management's portfolio value fell 0.7% quarter-over-quarter to $1.76B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2024, filed 27 Jan 2025.