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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPEN icon
701
Opendoor
OPEN
$3.48B
$95.4K 0.01%
+22,010
New +$61.4K
JOBY icon
702
Joby Aviation
JOBY
$7.93B
$91.1K 0.01%
13,701
– –
MCN
703
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$90.8K 0.01%
+12,063
New +$85K
SILO icon
704
Silo Pharma
SILO
$3.76M
$90.4K 0.01%
4,187
+367
+10% +$8.32K
GOSS icon
705
Gossamer Bio
GOSS
$83.1M
$89.7K 0.01%
98,350
+25,500
+35% +$18.8K
DNN icon
706
Denison Mines
DNN
$2.96B
$88.9K 0.01%
50,250
-10,000
-17% -$16.7K
IDR icon
707
Idaho Strategic Resources
IDR
$504M
$87.2K 0.01%
13,776
– –
KA
708
DELISTED
Kineta, Inc. Common Stock
KA
$78.9K 0.01%
21,744
-2,865
-12% -$10.8K
SAND
709
DELISTED
Sandstorm Gold
SAND
$78.9K 0.01%
15,691
+981
+7% +$4.68K
EOD
710
Allspring Global Dividend Opportunity Fund
EOD
$289M
$76K 0.01%
17,500
-5,850
-25% -$24K
PLUG icon
711
Plug Power
PLUG
$3.26B
$70.8K ﹤0.01%
15,737
-5,103
-24% -$26.8K
PSQH icon
712
PSQ Holdings
PSQH
$13.7M
$65K ﹤0.01%
+826
New +$74.6K
DLTH icon
713
Duluth Holdings
DLTH
$152M
$60.4K ﹤0.01%
11,225
– –
DGXX
714
Digi Power X Inc
DGXX
$413M
$56.8K ﹤0.01%
24,808
– –
AWP
715
abrdn Global Premier Properties Fund
AWP
$365M
$56.5K ﹤0.01%
4,853
-5,783
-54% -$62.5K
KEEL
716
Keel Infrastructure Corp
KEEL
$2.11B
$44.8K ﹤0.01%
15,380
-5,000
-25% -$8.03K
AQST icon
717
Aquestive Therapeutics
AQST
$546M
$40.4K ﹤0.01%
20,000
– –
GTHX
718
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
$39.5K ﹤0.01%
+12,950
New +$24.3K
WULF icon
719
TeraWulf
WULF
$8.36B
$38.5K ﹤0.01%
+16,060
New +$21.9K
GLD icon
720
CALL
SPDR Gold Trust
GLD
$143B
$35.3K ﹤0.01%
+8
New +$1.47K
COOK icon
721
Traeger
COOK
$172M
$33.1K ﹤0.01%
242
– –
TOON icon
722
Kartoon Studios
TOON
$38.7M
$31.3K ﹤0.01%
22,550
– –
DMTK
723
DELISTED
DermTech, Inc. Common Stock
DMTK
$26.5K ﹤0.01%
15,140
-140
-0.9% -$204
SLV icon
724
CALL
iShares Silver Trust
SLV
$31.5B
$24.6K ﹤0.01%
+51
New +$1.09K
SPY icon
725
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$17.1K ﹤0.01%
13
-75,601
-100% -$33.7M
27 28
29
30 31

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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.