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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
701
Citigroup
C
$231B
– –
-4,682
Closed -$216K
CGC
702
Canopy Growth
CGC
$431M
– –
-4,324
Closed -$16.8K
COR icon
703
Cencora
COR
$59.8B
– –
-1,163
Closed -$224K
DFAX icon
704
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.5B
– –
-16,139
Closed -$376K
DNP icon
705
DNP Select Income Fund
DNP
$4.13B
– –
-14,392
Closed -$151K
EDV icon
706
Vanguard World Funds Extended Duration ETF
EDV
$3.49B
– –
-43,905
Closed -$3.82M
EFAV icon
707
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
– –
-44,874
Closed -$1.44M
ESGE icon
708
iShares ESG Aware MSCI EM ETF
ESGE
$6.87B
– –
-10,665
Closed -$337K
ESGU icon
709
iShares ESG Aware MSCI USA ETF
ESGU
$18.5B
– –
-23,985
Closed -$2.34M
ETSY icon
710
Etsy
ETSY
$7.39B
– –
-2,552
Closed -$216K
FISV
711
Fiserv Inc
FISV
$28.1B
– –
-9,902
Closed -$1.22M
FLV icon
712
American Century Focused Large Cap Value ETF
FLV
$377M
– –
-8,607
Closed -$514K
FSLY icon
713
Fastly Inc
FSLY
$4.53B
– –
-10,279
Closed -$162K
GDX icon
714
VanEck Gold Miners ETF
GDX
$26.9B
– –
-55,585
Closed -$1.64M
GRWG icon
715
GrowGeneration
GRWG
$107M
– –
-11,033
Closed -$37.5K
IGM icon
716
iShares Expanded Tech Sector ETF
IGM
$10.9B
– –
-3,210
Closed -$210K
IWP icon
717
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
– –
-3,134
Closed -$303K
IXN icon
718
iShares Global Tech ETF
IXN
$9.49B
– –
-4,778
Closed -$206K
IYLD icon
719
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
– –
-51,636
Closed -$3.81M
LUV icon
720
Southwest Airlines
LUV
$22.1B
– –
-6,506
Closed -$236K
MGM icon
721
MGM Resorts International
MGM
$11.1B
– –
-4,745
Closed -$208K
MMIT icon
722
IQ MacKay Municipal Intermediate ETF
MMIT
$1.48B
– –
-11,464
Closed -$279K
MOO icon
723
VanEck Agribusiness ETF
MOO
$971M
– –
-7,282
Closed -$595K
MS icon
724
Morgan Stanley
MS
$345B
– –
-3,030
Closed -$259K
MTD icon
725
Mettler-Toledo International
MTD
$28.6B
– –
-161
Closed -$211K
26 27 28
29
30

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.