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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBD icon
701
Warner Bros
WBD
$69.6B
$178K 0.01%
18,743
+4,771
+34% +$53.9K
EFR
702
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$172K 0.01%
15,734
– –
AGNT
703
AGNT Inc
AGNT
$722M
$170K 0.01%
15,380
-700
-4% -$8.48K
HL icon
704
Hecla Mining
HL
$11.9B
$167K 0.01%
30,055
+15,023
+100% +$74.6K
VGM icon
705
Invesco Trust Investment Grade Municipals
VGM
$568M
$148K 0.01%
14,743
-113
-0.8% -$1.08K
CGC
706
Canopy Growth
CGC
$426M
$146K 0.01%
6,320
+758
+14% +$23.4K
DNP icon
707
DNP Select Income Fund
DNP
$4.11B
$136K 0.01%
12,069
– –
MHI
708
DELISTED
Pioneer Municipal High Income Fund
MHI
$125K 0.01%
14,615
+8
+0.1% +$68
AWP
709
abrdn Global Premier Properties Fund
AWP
$364M
$124K 0.01%
10,636
-5,205
-33% -$62.7K
HBI
710
DELISTED
Hanesbrands
HBI
$121K 0.01%
18,972
+4,744
+33% +$32.6K
MQ icon
711
Marqeta
MQ
$1.67B
$118K 0.01%
4,834
– –
PLTM icon
712
GraniteShares Platinum Shares
PLTM
$186M
$115K 0.01%
10,976
-51
-0.5% -$486
PMM
713
Franklin Managed Municipal Income Trust
PMM
$272M
$112K 0.01%
17,794
+714
+4% +$4.33K
PLTR icon
714
Palantir
PLTR
$423B
$111K 0.01%
17,277
-4,625
-21% -$35.1K
FSLY icon
715
Fastly Inc
FSLY
$4.54B
$107K 0.01%
13,034
-6,310
-33% -$55.3K
JPS
716
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$105K 0.01%
15,436
-1,310
-8% -$8.93K
TOON icon
717
Kartoon Studios
TOON
$38.4M
$105K 0.01%
22,549
-200
-0.9% -$1.29K
EOD
718
Allspring Global Dividend Opportunity Fund
EOD
$289M
$102K 0.01%
23,350
– –
BLUE
719
DELISTED
bluebird bio
BLUE
$102K 0.01%
735
-1,519
-67% -$214K
HLN icon
720
Haleon
HLN
$43.1B
$101K 0.01%
+12,602
New +$85.8K
NUV icon
721
Nuveen Municipal Value Fund
NUV
$1.9B
$99.7K 0.01%
11,597
-3,044
-21% -$26K
DMF
722
DELISTED
BNY Mellon Municipal Income
DMF
$96.7K 0.01%
+15,449
New +$95.5K
MSOS icon
723
AdvisorShares Pure US Cannabis ETF
MSOS
$924M
$88.4K 0.01%
12,651
-370
-3% -$3.81K
SELF
724
Global Self Storage
SELF
$59M
$88.4K 0.01%
+18,117
New +$92.8K
INMB icon
725
INmune Bio
INMB
$57.7M
$86.5K 0.01%
+13,651
New +$96.9K
27 28
29
30 31

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.