We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNT
701
AGNT Inc
AGNT
$705M
$180K 0.01%
16,080
-510
-3% -$7.11K
CWBC
702
Community West Bancshares
CWBC
$706M
$177K 0.01%
10,000
-200
-2% -$3.4K
EFR
703
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$175K 0.01%
15,734
– –
CLMT icon
704
Calumet Specialty Products
CLMT
$4.24B
$169K 0.01%
+13,193
New +$189K
CGC
705
Canopy Growth
CGC
$426M
$157K 0.01%
5,562
+1,306
+31% +$40.3K
SITE icon
706
SiteOne Landscape Supply
SITE
$4.23B
$157K 0.01%
+13,873
New +$1.74M
ET icon
707
Energy Transfer Partners
ET
$72.4B
$151K 0.01%
13,662
+2,829
+26% +$31.5K
VGM icon
708
Invesco Trust Investment Grade Municipals
VGM
$568M
$139K 0.01%
14,856
-357
-2% -$3.73K
MQ icon
709
Marqeta
MQ
$1.65B
$138K 0.01%
4,834
– –
TOON icon
710
Kartoon Studios
TOON
$38.5M
$137K 0.01%
22,749
+1,854
+9% +$13.6K
NUV icon
711
Nuveen Municipal Value Fund
NUV
$1.9B
$130K 0.01%
14,641
-3,705
-20% -$33.3K
DNP icon
712
DNP Select Income Fund
DNP
$4.12B
$125K 0.01%
12,069
– –
MHI
713
DELISTED
Pioneer Municipal High Income Fund
MHI
$120K 0.01%
+14,607
New +$139K
MSOS icon
714
AdvisorShares Pure US Cannabis ETF
MSOS
$920M
$116K 0.01%
13,021
-7,400
-36% -$85.4K
JPS
715
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$110K 0.01%
16,746
-5,460
-25% -$40.2K
CHI
716
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$104K 0.01%
10,731
-1,976
-16% -$23K
HBI
717
DELISTED
Hanesbrands
HBI
$101K 0.01%
+14,228
New +$140K
HUN icon
718
Huntsman Corp
HUN
$1.81B
$99K 0.01%
+15,705
New +$441K
BDJ icon
719
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$97K 0.01%
+11,998
New +$111K
EOD
720
Allspring Global Dividend Opportunity Fund
EOD
$289M
$97K 0.01%
23,350
– –
PMM
721
Franklin Managed Municipal Income Trust
PMM
$272M
$96K 0.01%
17,080
+13
+0.1% +$87
FLV icon
722
American Century Focused Large Cap Value ETF
FLV
$376M
$94K 0.01%
15,167
+9,330
+160% +$536K
PLTM icon
723
GraniteShares Platinum Shares
PLTM
$186M
$93K 0.01%
11,027
– –
HIVE
724
HIVE Digital Technologies
HIVE
$706M
$91K 0.01%
24,273
+1,590
+7% +$7.2K
VBTX
725
DELISTED
Veritex Holdings
VBTX
$82K 0.01%
+13,946
New +$422K
27 28
29
30 31

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.