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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMHQ icon
701
Invesco S&P MidCap Quality ETF
XMHQ
$5.64B
$207K 0.01%
+2,723
New +$211K
HZNP
702
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$207K 0.01%
+1,894
New +$197K
EW icon
703
Edwards Lifesciences
EW
$53.8B
$206K 0.01%
+1,826
New +$208K
PJT icon
704
PJT Partners
PJT
$4.43B
$205K 0.01%
2,588
-694
-21% -$53.2K
LDUR icon
705
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$204K 0.01%
2,000
– –
NSC icon
706
Norfolk Southern
NSC
$76.3B
$204K 0.01%
853
-89
-9% -$22.8K
AG icon
707
CALL
First Majestic Silver
AG
$9.18B
$201K 0.01%
+35
New +$452
GOVI icon
708
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$201K 0.01%
+5,551
New +$205K
GEL icon
709
Genesis Energy
GEL
$1.94B
$200K 0.01%
20,090
+1,319
+7% +$12.1K
AIF
710
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$193K 0.01%
12,171
+202
+2% +$3.15K
BOE icon
711
BlackRock Enhanced Global Dividend Trust
BOE
$698M
$169K 0.01%
14,456
– –
EXPR
712
DELISTED
Express, Inc.
EXPR
$167K 0.01%
1,770
+143
+9% +$15.7K
HL icon
713
Hecla Mining
HL
$11.8B
$151K 0.01%
27,418
+6
+0% +$37
PGX icon
714
Invesco Preferred ETF
PGX
$3.78B
$151K 0.01%
10,044
-1,042
-9% -$15.8K
AKTS
715
DELISTED
Akoustis Technologies Inc
AKTS
$140K 0.01%
14,382
– –
NLY icon
716
Annaly Capital Management
NLY
$17.5B
$137K 0.01%
4,067
-771
-16% -$26.5K
PMM
717
Franklin Managed Municipal Income Trust
PMM
$272M
$136K 0.01%
16,337
+873
+6% +$7.51K
ET icon
718
Energy Transfer Partners
ET
$72.6B
$135K 0.01%
14,165
-1,740
-11% -$16.7K
EOD
719
Allspring Global Dividend Opportunity Fund
EOD
$289M
$129K 0.01%
23,350
– –
PAVM icon
720
PAVmed
PAVM
$31.8M
$125K 0.01%
33
-11
-25% -$34.7K
ERIC icon
721
Ericsson
ERIC
$33.8B
$116K 0.01%
10,420
– –
SQQQ icon
722
ProShares UltraPro Short QQQ
SQQQ
$1.66B
$111K 0.01%
103
+15
+17% +$15.2K
MBIO icon
723
Mustang Bio
MBIO
$4.51M
$105K 0.01%
52
+16
+44% +$34.4K
PLTM icon
724
GraniteShares Platinum Shares
PLTM
$186M
$105K 0.01%
+11,027
New +$111K
WIT icon
725
Wipro
WIT
$19.2B
$101K 0.01%
+22,866
New +$100K
27 28
29
30 31

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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.