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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.63%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$86.3M
Cap. Flow
+$18M
Cap. Flow %
1.2%
Top 10 Hldgs %
19.41%
Holding
853
New
107
Increased
273
Reduced
327
Closed
121

Top Buys

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$12.1M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$10.7M
3
TSLA icon
Tesla
TSLA
+$9.63M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$8.3M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$8.21M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$13.4M
2
EBAY icon
eBay
EBAY
+$5.65M
3
ITB icon
iShares US Home Construction ETF
ITB
+$5.48M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.93M
5
SLV icon
iShares Silver Trust
SLV
+$4.79M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Consumer Discretionary 4.5%
3 Financials 3.2%
4 Industrials 3.01%
5 Communication Services 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTS icon
701
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$204K 0.01%
6,645
-1,470
-18% -$45.1K
LDUR icon
702
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$203K 0.01%
+2,000
New +$204K
VAL icon
703
CALL
Valaris
VAL
$5.92B
$202K 0.01%
+429
New +$10.8K
SPLK
704
DELISTED
Splunk Inc
SPLK
$201K 0.01%
+1,392
New +$177K
AIF
705
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$187K 0.01%
+11,969
New +$183K
BOE icon
706
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$181K 0.01%
14,456
– –
AHT
707
Ashford Hospitality Trust
AHT
$20.1M
$180K 0.01%
393
-19
-5% -$6.89K
ET icon
708
Energy Transfer Partners
ET
$72.7B
$173K 0.01%
15,905
-2,154
-12% -$20.6K
NLY icon
709
Annaly Capital Management
NLY
$17.6B
$172K 0.01%
4,838
-92
-2% -$3.34K
PGX icon
710
Invesco Preferred ETF
PGX
$3.77B
$169K 0.01%
11,086
+631
+6% +$9.54K
RIG icon
711
Transocean
RIG
$6.38B
$168K 0.01%
+34,118
New +$129K
AKTS
712
DELISTED
Akoustis Technologies Inc
AKTS
$154K 0.01%
14,382
-17,700
-55% -$187K
MHI
713
DELISTED
Pioneer Municipal High Income Fund
MHI
$146K 0.01%
11,271
-354
-3% -$4.5K
BARK icon
714
BARK
BARK
$94.9M
$143K 0.01%
+647
New +$140K
PMM
715
Franklin Managed Municipal Income Trust
PMM
$272M
$136K 0.01%
15,464
– –
EOD
716
Allspring Global Dividend Opportunity Fund
EOD
$289M
$135K 0.01%
23,350
-7,300
-24% -$40.9K
ERIC icon
717
Ericsson
ERIC
$33.4B
$131K 0.01%
10,420
– –
PAVM icon
718
PAVmed
PAVM
$32.2M
$126K 0.01%
44
– –
SAND
719
DELISTED
Sandstorm Gold
SAND
$122K 0.01%
15,400
– –
MBII
720
DELISTED
Marrone Bio Innovations, Inc.
MBII
$108K 0.01%
65,310
– –
SQQQ icon
721
ProShares UltraPro Short QQQ
SQQQ
$1.69B
$101K 0.01%
88
-1
-1% -$1.37K
MBIO icon
722
Mustang Bio
MBIO
$4.51M
$99K 0.01%
36
-13
-27% -$31.9K
SNCR
723
DELISTED
Synchronoss Technologies
SNCR
$72K ﹤0.01%
2,222
– –
AQST icon
724
Aquestive Therapeutics
AQST
$548M
$67K ﹤0.01%
17,000
+4,000
+31% +$16K
FL
725
DELISTED
Foot Locker
FL
$55K ﹤0.01%
+16,425
New +$993K
27 28
29
30 31

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Financial Advocates Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Financial Advocates Investment Management held 853 positions worth $1.5B, up 6.1% from $1.41B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q2 2021 filing shows 107 new, 273 increased, 327 reduced and 121 closed positions. Its largest new stake was Tesla: 44,370 shares worth $10.1M. The largest sale was Vanguard Morningstar Value ETF, an estimated $13.4M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q2 2021 buy was Tesla: 44,370 shares worth $10.1M.
  • Financial Advocates Investment Management added most to Shopify in Q2 2021, an estimated $12.1M increase.
  • Financial Advocates Investment Management's biggest Q2 2021 reduction was eBay, cutting an estimated $5.65M.
  • Financial Advocates Investment Management fully exited Vanguard Morningstar Value ETF in Q2 2021, selling an estimated $13.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.5B portfolio in Q2 2021.
  • Financial Advocates Investment Management opened 107 new positions and closed 121 in Q2 2021.
  • Financial Advocates Investment Management's portfolio value rose 6.1% quarter-over-quarter to $1.5B.

Based on Financial Advocates Investment Management's 13F filing for Q2 2021, filed 3 Aug 2021.