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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWL icon
701
iShares MSCI Switzerland ETF
EWL
$2.23B
$213K 0.02%
4,821
-294
-6% -$13.1K
EXC icon
702
Exelon
EXC
$46.9B
$212K 0.02%
7,666
+548
+8% +$16.5K
CDW icon
703
CDW
CDW
$17.3B
$211K 0.02%
+1,273
New +$190K
CCEP icon
704
Coca-Cola Europacific Partners
CCEP
$47.4B
$210K 0.01%
4,026
-200
-5% -$10.2K
AOA icon
705
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.3B
$208K 0.01%
3,101
-2,623
-46% -$173K
SHW icon
706
Sherwin-Williams
SHW
$87.7B
$208K 0.01%
+1,137
New +$271K
HUBS icon
707
HubSpot
HUBS
$10.7B
$207K 0.01%
+456
New +$200K
LHX icon
708
L3Harris
LHX
$53.9B
$207K 0.01%
1,023
-453
-31% -$85K
MSTR icon
709
Strategy Inc
MSTR
$38.5B
$204K 0.01%
+3,000
New +$212K
PCEF icon
710
Invesco CEF Income Composite ETF
PCEF
$822M
$203K 0.01%
8,727
-973
-10% -$22.1K
GOVI icon
711
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$202K 0.01%
5,751
-45,542
-89% -$1.67M
BR icon
712
Broadridge
BR
$19.3B
$201K 0.01%
1,314
-382
-23% -$56.4K
IWS icon
713
iShares Russell Mid-Cap Value ETF
IWS
$16B
$201K 0.01%
1,979
-6,186
-76% -$644K
WBA
714
DELISTED
Walgreens Boots Alliance
WBA
$201K 0.01%
+3,656
New +$181K
CYBR
715
DELISTED
CyberArk
CYBR
$200K 0.01%
1,550
-75
-5% -$11.4K
OUNZ icon
716
VanEck Merk Gold Trust
OUNZ
$2.71B
$180K 0.01%
10,800
– –
GEL icon
717
Genesis Energy
GEL
$1.92B
$175K 0.01%
18,771
– –
NLY icon
718
Annaly Capital Management
NLY
$17.5B
$169K 0.01%
4,930
-1,409
-22% -$47.7K
BOE icon
719
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$166K 0.01%
14,456
– –
EOD
720
Allspring Global Dividend Opportunity Fund
EOD
$289M
$161K 0.01%
30,650
– –
PGX icon
721
Invesco Preferred ETF
PGX
$3.78B
$157K 0.01%
+10,455
New +$155K
SQQQ icon
722
ProShares UltraPro Short QQQ
SQQQ
$1.67B
$146K 0.01%
+89
New +$154K
MHI
723
DELISTED
Pioneer Municipal High Income Fund
MHI
$144K 0.01%
11,625
+110
+1% +$1.36K
ET icon
724
Energy Transfer Partners
ET
$72.4B
$138K 0.01%
18,059
+2,501
+16% +$18.3K
ERIC icon
725
Ericsson
ERIC
$33.7B
$137K 0.01%
10,420
– –
27 28
29
30 31

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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.