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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KVUE icon
676
Kenvue
KVUE
$36.7B
$207K 0.01%
+9,611
New +$192K
RQI icon
677
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$207K 0.01%
16,896
-113,328
-87% -$1.2M
FTSL icon
678
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$207K 0.01%
+4,485
New +$205K
CGCP icon
679
Capital Group Core Plus Income ETF
CGCP
$8.54B
$205K 0.01%
+9,036
New +$197K
WFC.PRL icon
680
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$205K 0.01%
+171
New +$191K
IWY icon
681
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$204K 0.01%
1,163
-4,617
-80% -$758K
CSX icon
682
CSX Corp
CSX
$93.4B
$202K 0.01%
5,837
-4,036
-41% -$129K
FSK icon
683
FS KKR Capital
FSK
$3.44B
$201K 0.01%
10,046
-1,240
-11% -$24.4K
ETR icon
684
Entergy
ETR
$50B
$201K 0.01%
+3,964
New +$193K
RIG icon
685
Transocean
RIG
$6.43B
$200K 0.01%
31,550
+1,499
+5% +$10K
HBAN icon
686
Huntington Bancshares
HBAN
$36.1B
$195K 0.01%
15,325
+856
+6% +$9.36K
HL icon
687
Hecla Mining
HL
$11.9B
$193K 0.01%
40,054
+594
+2% +$2.62K
EXTR icon
688
Extreme Networks
EXTR
$3.26B
$178K 0.01%
10,090
– –
VALE icon
689
Vale
VALE
$59.1B
$174K 0.01%
10,988
-300
-3% -$4.3K
PGX icon
690
Invesco Preferred ETF
PGX
$3.77B
$169K 0.01%
14,559
-12,876
-47% -$141K
AGNT
691
AGNT Inc
AGNT
$724M
$163K 0.01%
10,480
-200
-2% -$2.8K
FSCO
692
FS Credit Opportunities Corp
FSCO
$1.04B
$161K 0.01%
+28,321
New +$159K
SD icon
693
SandRidge Energy
SD
$521M
$158K 0.01%
11,550
– –
HLN icon
694
Haleon
HLN
$43.1B
$145K 0.01%
17,592
+2,743
+18% +$22.6K
HIVE
695
HIVE Digital Technologies
HIVE
$720M
$143K 0.01%
31,644
+3,080
+11% +$10.5K
INMB icon
696
INmune Bio
INMB
$57.5M
$141K 0.01%
+12,500
New +$105K
RDFN
697
DELISTED
Redfin
RDFN
$128K 0.01%
12,440
+500
+4% +$3.48K
JPC icon
698
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$115K 0.01%
+17,057
New +$108K
PMM
699
Franklin Managed Municipal Income Trust
PMM
$272M
$110K 0.01%
18,039
+675
+4% +$3.78K
NPCE icon
700
Neuropace
NPCE
$506M
$103K 0.01%
10,000
– –
26 27
28
29 30

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CWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.