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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOD
676
Allspring Global Dividend Opportunity Fund
EOD
$289M
$94.1K 0.01%
23,350
– –
JPS
677
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$92.1K 0.01%
14,924
+14
+0.1% +$89
PLTM icon
678
GraniteShares Platinum Shares
PLTM
$186M
$88.7K 0.01%
10,058
– –
JOBY icon
679
Joby Aviation
JOBY
$7.91B
$88.4K 0.01%
13,701
+318
+2% +$2.51K
HIVE
680
HIVE Digital Technologies
HIVE
$722M
$88K 0.01%
28,564
– –
RDFN
681
DELISTED
Redfin
RDFN
$84.1K 0.01%
11,940
-250
-2% -$2.75K
KA
682
DELISTED
Kineta, Inc. Common Stock
KA
$83.7K 0.01%
24,609
– –
FIGS icon
683
FIGS
FIGS
$2.41B
$78.7K 0.01%
13,340
-1,950
-13% -$13K
INMB icon
684
CALL
INmune Bio
INMB
$57.5M
$78.3K 0.01%
11,510
– –
IDR icon
685
Idaho Strategic Resources
IDR
$502M
$69.4K 0.01%
13,776
– –
SAND
686
DELISTED
Sandstorm Gold
SAND
$68.5K ﹤0.01%
14,710
-100
-0.7% -$525
DLTH icon
687
Duluth Holdings
DLTH
$155M
$67.5K ﹤0.01%
11,225
+650
+6% +$4.33K
GOSS icon
688
Gossamer Bio
GOSS
$83.2M
$60.7K ﹤0.01%
+72,850
New +$84K
OABI icon
689
OmniAb
OABI
$518M
$52.4K ﹤0.01%
+10,105
New +$53.9K
COOK icon
690
Traeger
COOK
$172M
$33.1K ﹤0.01%
242
– –
TOON icon
691
Kartoon Studios
TOON
$38.7M
$31.6K ﹤0.01%
22,550
– –
AQST icon
692
Aquestive Therapeutics
AQST
$547M
$30.6K ﹤0.01%
20,000
– –
DGXX
693
Digi Power X Inc
DGXX
$415M
$26.3K ﹤0.01%
24,808
– –
DMTK
694
DELISTED
DermTech, Inc. Common Stock
DMTK
$22K ﹤0.01%
15,280
-100
-0.7% -$250
KEEL
695
Keel Infrastructure Corp
KEEL
$2.12B
$21.8K ﹤0.01%
20,380
– –
SENS icon
696
Senseonics Holdings Inc
SENS
$413M
$11.5K ﹤0.01%
950
– –
AME icon
697
Ametek
AME
$58.9B
– –
-1,599
Closed -$259K
AOK icon
698
iShares Core Conservative Allocation ETF
AOK
$795M
– –
-8,581
Closed -$302K
BLUE
699
DELISTED
bluebird bio
BLUE
– –
-573
Closed -$39.3K
BTI icon
700
British American Tobacco
BTI
$124B
– –
-6,444
Closed -$214K
26 27
28
29 30

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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.