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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOTZ icon
676
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.59B
$211K 0.02%
10,272
-2,295
-18% -$46.2K
RSG icon
677
Republic Services
RSG
$65.9B
$210K 0.02%
1,630
– –
GMOM icon
678
Cambria Global Momentum ETF
GMOM
$72.4M
$210K 0.02%
+7,421
New +$213K
BSCN
679
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$209K 0.02%
+9,961
New +$208K
GLW icon
680
Corning
GLW
$137B
$208K 0.02%
+6,505
New +$211K
CL icon
681
Colgate-Palmolive
CL
$74.1B
$207K 0.02%
+2,624
New +$197K
FERG icon
682
Ferguson
FERG
$48B
$207K 0.02%
+1,628
New +$190K
KLAC icon
683
KLA
KLAC
$274B
$206K 0.02%
+5,470
New +$191K
LDSF icon
684
First Trust Low Duration Strategic Focus ETF
LDSF
$163M
$205K 0.02%
11,125
– –
NSC icon
685
Norfolk Southern
NSC
$75.9B
$204K 0.02%
+829
New +$196K
MS icon
686
Morgan Stanley
MS
$343B
$203K 0.02%
+2,389
New +$204K
MRNA icon
687
Moderna
MRNA
$25.4B
$203K 0.02%
+1,130
New +$185K
QQEW icon
688
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.88B
$203K 0.02%
+2,286
New +$204K
PH icon
689
Parker-Hannifin
PH
$134B
$202K 0.02%
+696
New +$199K
SLB icon
690
SLB Ltd
SLB
$77.3B
$202K 0.02%
+3,779
New +$188K
FN icon
691
Fabrinet
FN
$20.3B
$202K 0.02%
+1,575
New +$188K
QQQX icon
692
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.52B
$201K 0.02%
+9,849
New +$216K
MMP
693
DELISTED
Magellan Midstream Partners, L.P.
MMP
$201K 0.02%
+3,997
New +$203K
VOD icon
694
Vodafone
VOD
$37.5B
$196K 0.01%
+19,332
New +$217K
BLOK icon
695
Amplify Blockchain Technology ETF
BLOK
$1.07B
$195K 0.01%
12,867
-2,076
-14% -$35.7K
PLUG icon
696
Plug Power
PLUG
$3.21B
$192K 0.01%
15,548
+4,044
+35% +$64.4K
RIG icon
697
Transocean
RIG
$6.39B
$191K 0.01%
41,886
+11,220
+37% +$43.3K
MAC icon
698
Macerich
MAC
$6.99B
$187K 0.01%
+16,610
New +$187K
EXTR icon
699
Extreme Networks
EXTR
$3.16B
$187K 0.01%
+10,192
New +$179K
AEO icon
700
American Eagle Outfitters
AEO
$2.73B
$181K 0.01%
+12,946
New +$166K
26 27
28
29 30

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.