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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNR icon
676
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.89B
$207K 0.02%
4,183
-285
-6% -$15K
THO icon
677
Thor Industries
THO
$4.1B
$207K 0.02%
2,964
-97
-3% -$7.92K
SPLK
678
DELISTED
Splunk Inc
SPLK
$207K 0.02%
2,754
+440
+19% +$43.1K
NVTA
679
DELISTED
Invitae Corporation
NVTA
$206K 0.02%
+3,748
New +$11.4K
PAAS icon
680
Pan American Silver
PAAS
$19.9B
$205K 0.02%
+3,101
New +$54K
SPSM icon
681
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$205K 0.02%
6,025
-2,890
-32% -$109K
WFC.PRL icon
682
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$205K 0.02%
171
+1
+0.6% +$1.25K
IRM icon
683
Iron Mountain
IRM
$37.5B
$204K 0.02%
+18,386
New +$928K
IYR icon
684
iShares US Real Estate ETF
IYR
$4.58B
$204K 0.02%
2,501
– –
LDSF icon
685
First Trust Low Duration Strategic Focus ETF
LDSF
$163M
$204K 0.02%
11,125
– –
CYBR
686
DELISTED
CyberArk
CYBR
$203K 0.02%
+1,355
New +$193K
QVAL icon
687
Alpha Architect US Quantitative Value ETF
QVAL
$611M
$203K 0.02%
5,891
-10,030
-63% -$321K
PTRA
688
DELISTED
Proterra Inc. Common Stock
PTRA
$203K 0.02%
+1,325
New +$7.43K
MDT icon
689
Medtronic
MDT
$116B
$201K 0.02%
2,496
-1,832
-42% -$165K
PENN icon
690
PENN Entertainment
PENN
$2.52B
$201K 0.02%
7,318
– –
GMED icon
691
Globus Medical
GMED
$11.5B
$200K 0.02%
+600
New +$36.1K
MASI
692
DELISTED
Masimo
MASI
$200K 0.02%
3,912
+2,372
+154% +$347K
SYNH
693
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$200K 0.02%
+2,220
New +$143K
TQQQ icon
694
ProShares UltraPro QQQ
TQQQ
$38.8B
$198K 0.02%
20,484
+3,436
+20% +$50.1K
WEN icon
695
Wendy's
WEN
$1.63B
$197K 0.02%
10,564
-143
-1% -$2.88K
GEL icon
696
Genesis Energy
GEL
$1.94B
$194K 0.02%
21,040
+425
+2% +$4.32K
VALE icon
697
Vale
VALE
$58.9B
$190K 0.02%
14,248
+1,773
+14% +$23.3K
GE icon
698
GE Aerospace
GE
$376B
$189K 0.02%
41,878
+35,817
+591% +$1.57M
MARA icon
699
Marathon Digital Holdings
MARA
$3.55B
$185K 0.02%
17,251
+3,075
+22% +$36.4K
AWP
700
abrdn Global Premier Properties Fund
AWP
$364M
$182K 0.02%
15,841
– –
26 27
28
29 30

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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.