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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQEW icon
676
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.86B
$227K 0.02%
2,039
-9
-0.4% -$1.03K
ETG
677
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.88B
$225K 0.02%
10,575
-7,651
-42% -$165K
CODI icon
678
Compass Diversified
CODI
$928M
$224K 0.02%
+3,814
New +$105K
VGM icon
679
Invesco Trust Investment Grade Municipals
VGM
$569M
$224K 0.02%
16,351
-49
-0.3% -$689
CCEP icon
680
Coca-Cola Europacific Partners
CCEP
$47.4B
$223K 0.02%
4,026
-118
-3% -$7.02K
GSK icon
681
GSK
GSK
$101B
$222K 0.02%
+2,272
New +$114K
BOND icon
682
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$217K 0.01%
1,961
-16
-0.8% -$1.78K
NUV icon
683
Nuveen Municipal Value Fund
NUV
$1.9B
$217K 0.01%
19,151
– –
TROW icon
684
T. Rowe Price
TROW
$23.5B
$217K 0.01%
+1,104
New +$232K
DFUS
685
Dimensional US Equity ETF
DFUS
$21.7B
$216K 0.01%
4,573
+12
+0.3% +$581
LULU icon
686
lululemon athletica
LULU
$13.5B
$215K 0.01%
+532
New +$213K
MNST icon
687
Monster Beverage
MNST
$91.9B
$214K 0.01%
+6,752
New +$160K
VXF icon
688
Vanguard Extended Market ETF
VXF
$32.1B
$214K 0.01%
1,173
+2
+0.2% +$373
OGE icon
689
OGE Energy
OGE
$9.71B
$213K 0.01%
6,444
+325
+5% +$11.2K
YUM icon
690
Yum! Brands
YUM
$41.6B
$213K 0.01%
+1,822
New +$231K
STWD icon
691
Starwood Property Trust
STWD
$6.06B
$212K 0.01%
8,705
– –
VPU
692
Vanguard Utilities ETF
VPU
$8.52B
$212K 0.01%
+1,524
New +$223K
AMLP icon
693
Alerian MLP ETF
AMLP
$13.2B
$209K 0.01%
+3,661
New +$122K
CL icon
694
Colgate-Palmolive
CL
$73.8B
$209K 0.01%
2,762
+117
+4% +$9.29K
VONV icon
695
Vanguard Russell 1000 Value ETF
VONV
$22B
$209K 0.01%
3,040
– –
BCE icon
696
BCE
BCE
$21.5B
$208K 0.01%
+4,159
New +$210K
CALF icon
697
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.84B
$208K 0.01%
4,908
-468
-9% -$20.2K
IXG icon
698
iShares Global Financials ETF
IXG
$699M
$208K 0.01%
4,007
-1,467
-27% -$115K
FDT icon
699
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$207K 0.01%
3,389
-426
-11% -$26.8K
SHW icon
700
Sherwin-Williams
SHW
$87.2B
$207K 0.01%
739
-432
-37% -$126K
26 27
28
29 30

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.