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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDD
676
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$237K 0.02%
8,713
+1
+0% +$27
ILCB icon
677
iShares Morningstar US Equity ETF
ILCB
$1.33B
$236K 0.02%
4,212
+12
+0.3% +$660
WEC icon
678
WEC Energy
WEC
$35.9B
$236K 0.02%
2,516
– –
INMB icon
679
INmune Bio
INMB
$57.7M
$234K 0.02%
19,667
+1,500
+8% +$27K
NUV icon
680
Nuveen Municipal Value Fund
NUV
$1.9B
$232K 0.02%
16,371
-6,244
-28% -$69.7K
AXP icon
681
American Express
AXP
$232B
$231K 0.02%
+1,631
New +$216K
GUSH icon
682
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$246M
$230K 0.02%
+13,056
New +$208K
ZS icon
683
Zscaler
ZS
$29.6B
$230K 0.02%
+1,341
New +$266K
VXF icon
684
Vanguard Extended Market ETF
VXF
$32.2B
$229K 0.02%
+1,294
New +$230K
J icon
685
Jacobs Solutions
J
$16.8B
$228K 0.02%
+2,127
New +$203K
PCG icon
686
PG&E
PCG
$37.8B
$227K 0.02%
19,350
-221
-1% -$2.57K
MDYG icon
687
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$225K 0.02%
3,000
+2
+0.1% +$148
EZM icon
688
WisdomTree US MidCap Fund
EZM
$958M
$222K 0.02%
+4,352
New +$209K
IEI icon
689
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$222K 0.02%
1,710
-310
-15% -$40.8K
TCPC icon
690
BlackRock TCP Capital
TCPC
$352M
$222K 0.02%
+9,859
New +$125K
SWBI icon
691
Smith & Wesson
SWBI
$644M
$220K 0.02%
+12,583
New +$229K
MS icon
692
Morgan Stanley
MS
$344B
$219K 0.02%
2,937
-488
-14% -$37.4K
BIPC icon
693
Brookfield Infrastructure
BIPC
$4.96B
$218K 0.02%
4,284
-42
-1% -$1.9K
AAVM
694
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$27.1M
$217K 0.02%
7,995
+861
+12% +$23.6K
APD icon
695
Air Products & Chemicals
APD
$67.8B
$216K 0.02%
768
-242
-24% -$65.8K
PTH icon
696
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$244M
$216K 0.02%
4,338
-1,242
-22% -$69.7K
LULU icon
697
lululemon athletica
LULU
$13.6B
$215K 0.02%
+700
New +$230K
STWD icon
698
Starwood Property Trust
STWD
$6.07B
$215K 0.02%
+8,705
New +$189K
ACES icon
699
ALPS Clean Energy ETF
ACES
$124M
$213K 0.02%
+2,727
New +$236K
CSQ icon
700
Calamos Strategic Total Return Fund
CSQ
$3.37B
$213K 0.02%
12,366
– –
26 27
28
29 30

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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.