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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDYG icon
676
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$208K 0.01%
+2,998
New +$192K
TXT icon
677
Textron
TXT
$15.2B
$207K 0.01%
+4,283
New +$180K
TAP icon
678
Molson Coors Class B
TAP
$7.83B
$205K 0.01%
+4,552
New +$188K
MAXR
679
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$205K 0.01%
+5,322
New +$156K
FATE icon
680
Fate Therapeutics
FATE
$314M
$200K 0.01%
+2,200
New +$137K
OUNZ icon
681
VanEck Merk Gold Trust
OUNZ
$2.71B
$200K 0.01%
+10,800
New +$198K
CSQ icon
682
Calamos Strategic Total Return Fund
CSQ
$3.38B
$195K 0.01%
12,366
-1,000
-7% -$14.5K
FSK icon
683
FS KKR Capital
FSK
$3.42B
$195K 0.01%
11,827
-371
-3% -$6.17K
JPS
684
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$188K 0.01%
19,295
-400
-2% -$3.68K
IQ icon
685
iQIYI
IQ
$1.25B
$176K 0.01%
10,055
-1,100
-10% -$24.8K
UA icon
686
Under Armour Class C
UA
$2.23B
$163K 0.01%
+10,927
New +$146K
CHY
687
Calamos Convertible and High Income Fund
CHY
$1.09B
$162K 0.01%
11,326
+120
+1% +$1.56K
BOE icon
688
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$158K 0.01%
14,456
– –
EFF
689
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$158K 0.01%
10,175
-2,903
-22% -$43.4K
HIBS icon
690
Direxion Daily S&P 500 High Beta Bear 3X ETF
HIBS
$17.3M
$157K 0.01%
+47
New +$298K
SAND
691
DELISTED
Sandstorm Gold
SAND
$153K 0.01%
21,300
+7,050
+49% +$54.5K
ZUO
692
DELISTED
Zuora, Inc.
ZUO
$150K 0.01%
10,750
-2,825
-21% -$32.1K
EOD
693
Allspring Global Dividend Opportunity Fund
EOD
$289M
$149K 0.01%
30,650
-30,973
-50% -$142K
MHI
694
DELISTED
Pioneer Municipal High Income Fund
MHI
$144K 0.01%
11,515
+107
+0.9% +$1.27K
ERIC icon
695
Ericsson
ERIC
$33.7B
$125K 0.01%
10,420
– –
PMM
696
Franklin Managed Municipal Income Trust
PMM
$272M
$125K 0.01%
15,464
– –
HL icon
697
Hecla Mining
HL
$12B
$124K 0.01%
19,153
+5
+0% +$27
GEL icon
698
Genesis Energy
GEL
$1.92B
$117K 0.01%
18,771
+700
+4% +$3.98K
UNG icon
699
United States Natural Gas Fund
UNG
$490M
$117K 0.01%
3,176
-116,615
-97% -$5.03M
NAVI icon
700
Navient
NAVI
$853M
$114K 0.01%
+11,560
New +$110K
26 27
28
29 30

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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.