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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RODM icon
651
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$231K 0.02%
8,418
+119
+1% +$3.09K
VRSK icon
652
Verisk Analytics
VRSK
$23.3B
$229K 0.02%
961
+107
+13% +$25.3K
EXC icon
653
Exelon
EXC
$46.8B
$228K 0.01%
6,358
+45
+0.7% +$1.73K
QQEW icon
654
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.86B
$227K 0.01%
1,930
-26
-1% -$2.8K
EFV icon
655
iShares MSCI EAFE Value ETF
EFV
$30.1B
$226K 0.01%
1,589
-4,293
-73% -$212K
FNY icon
656
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$226K 0.01%
3,314
-169
-5% -$10.4K
ED icon
657
Consolidated Edison
ED
$39.9B
$225K 0.01%
2,470
+59
+2% +$5.27K
GLPI icon
658
Gaming and Leisure Properties
GLPI
$12.6B
$222K 0.01%
+4,501
New +$208K
ESGU icon
659
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$222K 0.01%
+2,370
New +$232K
NFG icon
660
National Fuel Gas
NFG
$7.74B
$221K 0.01%
+4,407
New +$227K
INFY icon
661
Infosys
INFY
$49.5B
$220K 0.01%
+11,990
New +$209K
IGM icon
662
iShares Expanded Tech Sector ETF
IGM
$10.9B
$220K 0.01%
+2,946
New +$201K
FINX icon
663
Global X FinTech ETF
FINX
$168M
$219K 0.01%
+8,583
New +$184K
ELS icon
664
Equity Lifestyle Properties
ELS
$12.6B
$219K 0.01%
+3,104
New +$211K
RIVN icon
665
Rivian
RIVN
$23.1B
$217K 0.01%
9,262
+462
+5% +$8.69K
RIO icon
666
Rio Tinto
RIO
$160B
$216K 0.01%
+2,898
New +$194K
MGV icon
667
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.7B
$215K 0.01%
+1,146
New +$118K
SCHO icon
668
Schwab Short-Term US Treasury ETF
SCHO
$13B
$215K 0.01%
8,872
-128
-1% -$3.07K
MOTI icon
669
VanEck Morningstar International Moat ETF
MOTI
$75.6M
$214K 0.01%
+6,864
New +$206K
OGE icon
670
OGE Energy
OGE
$9.7B
$214K 0.01%
6,119
– –
APTV icon
671
Aptiv
APTV
$10.1B
$211K 0.01%
2,356
+132
+6% +$11.4K
WU icon
672
Western Union
WU
$2.27B
$211K 0.01%
+17,730
New +$216K
MGM icon
673
MGM Resorts International
MGM
$11.1B
$211K 0.01%
+4,720
New +$185K
EFAV icon
674
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$209K 0.01%
+2,350
New +$156K
ROAM icon
675
Hartford Multifactor Emerging Markets ETF
ROAM
$111M
$208K 0.01%
+9,297
New +$200K
25 26
27
28 29

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.