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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFRA icon
651
iShares US Infrastructure ETF
IFRA
$4.63B
$204K 0.01%
+1,329
New +$51.7K
JAVA icon
652
JPMorgan Active Value ETF
JAVA
$7.19B
$204K 0.01%
3,979
-110
-3% -$5.87K
OGE icon
653
OGE Energy
OGE
$9.74B
$204K 0.01%
6,119
– –
QQEW icon
654
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.86B
$203K 0.01%
1,956
-54
-3% -$5.81K
VRSK icon
655
Verisk Analytics
VRSK
$23.4B
$202K 0.01%
+854
New +$201K
TTC icon
656
Toro Company
TTC
$9.28B
$201K 0.01%
+2,414
New +$233K
TRP icon
657
TC Energy
TRP
$65.9B
$200K 0.01%
5,805
-408
-7% -$15K
ETX
658
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
$196K 0.01%
+11,537
New +$199K
CWBC
659
Community West Bancshares
CWBC
$705M
$189K 0.01%
13,400
-50
-0.4% -$767
SD icon
660
SandRidge Energy
SD
$521M
$181K 0.01%
11,550
– –
AGNT
661
AGNT Inc
AGNT
$724M
$173K 0.01%
10,680
-300
-3% -$6.19K
HUT
662
Hut 8
HUT
$10.8B
$170K 0.01%
17,484
-168
-1% -$2.39K
PCQ
663
Pimco California Municipal Income Fund
PCQ
$168M
$168K 0.01%
+20,200
New +$193K
VMO icon
664
Invesco Municipal Opportunity Trust
VMO
$665M
$159K 0.01%
19,300
– –
PLUG icon
665
Plug Power
PLUG
$3.26B
$158K 0.01%
20,840
+1,992
+11% +$19.5K
HL icon
666
Hecla Mining
HL
$11.9B
$154K 0.01%
39,460
+10,212
+35% +$48.9K
VALE icon
667
Vale
VALE
$58.9B
$151K 0.01%
11,288
-3,067
-21% -$41.7K
HBAN icon
668
Huntington Bancshares
HBAN
$36.1B
$150K 0.01%
14,469
-1,184
-8% -$13.3K
FRA icon
669
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$138K 0.01%
+10,949
New +$136K
HLN icon
670
Haleon
HLN
$43B
$124K 0.01%
14,849
+1,408
+10% +$11.7K
AWP
671
abrdn Global Premier Properties Fund
AWP
$365M
$116K 0.01%
10,636
– –
DNN icon
672
Denison Mines
DNN
$2.95B
$99.4K 0.01%
60,250
-1,004
-2% -$1.39K
NPCE icon
673
Neuropace
NPCE
$509M
$97.3K 0.01%
10,000
– –
SILO icon
674
Silo Pharma
SILO
$3.97M
$95.7K 0.01%
3,820
-14
-0.4% -$417
PMM
675
Franklin Managed Municipal Income Trust
PMM
$272M
$95K 0.01%
17,364
– –
25 26
27
28 29

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WAM
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.