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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPN icon
651
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$222K 0.02%
+11,100
New +$389K
GE icon
652
GE Aerospace
GE
$374B
$222K 0.02%
4,255
-37,623
-90% -$1.85M
ICLN icon
653
iShares Global Clean Energy ETF
ICLN
$2.11B
$222K 0.02%
7,328
-149,790
-95% -$2.94M
GEL icon
654
Genesis Energy
GEL
$1.93B
$221K 0.02%
21,651
+611
+3% +$6.28K
NULV icon
655
Nuveen ESG Large-Cap Value ETF
NULV
$2.29B
$221K 0.02%
+6,452
New +$220K
THO icon
656
Thor Industries
THO
$4.1B
$221K 0.02%
2,922
-42
-1% -$3.38K
ED icon
657
Consolidated Edison
ED
$40.1B
$220K 0.02%
+2,306
New +$210K
FLMI icon
658
Franklin Dynamic Municipal Bond ETF
FLMI
$2.37B
$220K 0.02%
+9,401
New +$217K
PCVX icon
659
Vaxcyte
PCVX
$8.79B
$219K 0.02%
+4,564
New +$179K
UI icon
660
Ubiquiti
UI
$35.2B
$218K 0.02%
+797
New +$237K
PENN icon
661
PENN Entertainment
PENN
$2.51B
$217K 0.02%
7,318
– –
IEI icon
662
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$217K 0.02%
+1,509
New +$173K
FDIQ
663
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$48.6M
$217K 0.02%
+3,808
New +$226K
IBDD
664
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$217K 0.02%
8,183
– –
WFC.PRL icon
665
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$217K 0.02%
183
+12
+7% +$14.2K
DSL
666
DoubleLine Income Solutions Fund
DSL
$1.24B
$216K 0.02%
19,505
– –
AMCR icon
667
Amcor
AMCR
$21.5B
$215K 0.02%
+3,607
New +$210K
OEF icon
668
iShares S&P 100 ETF
OEF
$20.6B
$214K 0.02%
1,255
-115
-8% -$19.9K
ABNB icon
669
Airbnb
ABNB
$111B
$214K 0.02%
2,503
-300
-11% -$30.3K
CMG icon
670
Chipotle Mexican Grill
CMG
$41.4B
$214K 0.02%
7,700
-500
-6% -$14.9K
AAP icon
671
Advance Auto Parts
AAP
$3.49B
$214K 0.02%
+1,453
New +$235K
RIO icon
672
Rio Tinto
RIO
$160B
$214K 0.02%
+2,999
New +$188K
MELI icon
673
Mercado Libre
MELI
$92.8B
$213K 0.02%
+252
New +$224K
SCZ icon
674
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$212K 0.02%
+4,003
New +$215K
CWBC
675
Community West Bancshares
CWBC
$707M
$212K 0.02%
10,000
– –
25 26
27
28 29

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.