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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPA icon
651
Global X MLP ETF
MLPA
$2.28B
$217K 0.02%
5,513
-475
-8% -$19.2K
RMT
652
Royce Micro-Cap Trust
RMT
$777M
$217K 0.02%
27,373
+653
+2% +$5.8K
FXO icon
653
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$216K 0.02%
5,881
+687
+13% +$28K
OLN icon
654
Olin
OLN
$2.17B
$216K 0.02%
5,035
+60
+1% +$3.04K
VDE icon
655
Vanguard Energy ETF
VDE
$10.4B
$216K 0.02%
+2,123
New +$226K
ZS icon
656
Zscaler
ZS
$29.6B
$216K 0.02%
5,057
+3,421
+209% +$560K
IBDD
657
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$216K 0.02%
8,183
-320
-4% -$8.46K
BIPC icon
658
Brookfield Infrastructure
BIPC
$4.96B
$215K 0.02%
5,293
-4,000
-43% -$184K
IBDN
659
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$215K 0.02%
8,586
– –
MVF
660
DELISTED
BlackRock MuniVest Fund
MVF
$214K 0.02%
+32,171
New +$238K
BCPC
661
Balchem Corp
BCPC
$5.7B
$214K 0.02%
+1,057
New +$138K
BOE icon
662
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$213K 0.02%
24,197
+8,281
+52% +$81.7K
VMW
663
DELISTED
VMware, Inc
VMW
$213K 0.02%
2,008
– –
EQIX icon
664
Equinix
EQIX
$106B
$212K 0.02%
+374
New +$244K
DSL
665
DoubleLine Income Solutions Fund
DSL
$1.24B
$211K 0.02%
19,505
+2,227
+13% +$27.3K
ENPH icon
666
Enphase Energy
ENPH
$5.34B
$211K 0.02%
+1,401
New +$378K
EPAM icon
667
EPAM Systems
EPAM
$5.16B
$211K 0.02%
586
-315
-35% -$121K
RNDM
668
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$211K 0.02%
5,286
-61
-1% -$2.73K
BMRC icon
669
Bank of Marin Bancorp
BMRC
$464M
$210K 0.02%
7,025
+4
+0.1% +$127
FAAR icon
670
First Trust Alternative Absolute Return Strategy ETF
FAAR
$197M
$210K 0.02%
+5,337
New +$172K
PDI icon
671
PIMCO Dynamic Income Fund
PDI
$7.33B
$210K 0.02%
+11,149
New +$235K
WY icon
672
Weyerhaeuser
WY
$17.9B
$210K 0.02%
7,348
+528
+8% +$18K
EXC icon
673
Exelon
EXC
$46.9B
$208K 0.02%
5,565
-31,368
-85% -$1.39M
FSLY icon
674
Fastly Inc
FSLY
$4.54B
$208K 0.02%
19,344
+4,795
+33% +$51.1K
IPO icon
675
Renaissance IPO ETF
IPO
$165M
$208K 0.02%
+3,735
New +$121K
25 26
27
28 29

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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.