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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
651
DoubleLine Income Solutions Fund
DSL
$1.24B
$279K 0.02%
17,278
-1,200
-6% -$20.5K
GLW icon
652
Corning
GLW
$140B
$279K 0.02%
7,505
+825
+12% +$30.9K
ASG
653
Liberty All-Star Growth Fund
ASG
$348M
$276K 0.02%
+9,900
New +$89.9K
CCJ icon
654
Cameco
CCJ
$42.7B
$272K 0.02%
12,301
-171
-1% -$4.14K
VONV icon
655
Vanguard Russell 1000 Value ETF
VONV
$22B
$272K 0.02%
3,690
+650
+21% +$46.7K
RGR icon
656
Sturm, Ruger & Co
RGR
$602M
$271K 0.02%
3,988
+227
+6% +$16.5K
WFC.PRL icon
657
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$268K 0.02%
+180
New +$269K
QQEW icon
658
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.87B
$267K 0.02%
2,256
+217
+11% +$25.3K
MDYG icon
659
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$266K 0.02%
3,260
+250
+8% +$20K
AMP icon
660
Ameriprise Financial
AMP
$50.1B
$265K 0.02%
880
+1
+0.1% +$296
AZN icon
661
AstraZeneca
AZN
$244B
$265K 0.02%
2,193
-84
-4% -$9.88K
QIG
662
WisdomTree U.S. Corporate Bond Fund
QIG
$17.4M
$263K 0.02%
4,898
+127
+3% +$6.86K
QQQJ icon
663
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.19B
$262K 0.02%
7,802
-16,206
-68% -$554K
PBW icon
664
Invesco WilderHill Clean Energy ETF
PBW
$462M
$261K 0.02%
10,925
+489
+5% +$40K
RIVN icon
665
Rivian
RIVN
$23.1B
$261K 0.02%
+2,517
New +$290K
NSC icon
666
Norfolk Southern
NSC
$76.1B
$256K 0.02%
860
+7
+0.8% +$1.95K
UBER icon
667
Uber
UBER
$154B
$254K 0.02%
6,034
-6
-0.1% -$259
B
668
Barrick Mining
B
$67.1B
$251K 0.02%
13,226
-7,916
-37% -$150K
ARKG icon
669
ARK Genomic Revolution ETF
ARKG
$1.78B
$250K 0.02%
3,540
-5,464
-61% -$378K
MXI icon
670
iShares Global Materials ETF
MXI
$356M
$246K 0.02%
+3,387
New +$301K
OMFL icon
671
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.88B
$246K 0.02%
+4,842
New +$239K
EVBN
672
DELISTED
Evans Bancorp Inc
EVBN
$246K 0.02%
+1,421
New +$56.3K
DJT icon
673
Trump Media & Technology Group
DJT
$2.3B
$245K 0.02%
+4,601
New +$208K
COIN icon
674
Coinbase
COIN
$39.5B
$244K 0.02%
966
-240
-20% -$69.8K
LMND icon
675
Lemonade
LMND
$4.07B
$244K 0.02%
5,784
-820
-12% -$46.1K
25 26
27
28 29

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CWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.