We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTXS
651
DELISTED
Citrix Systems Inc
CTXS
$247K 0.02%
2,301
+1
+0% +$108
IBDM
652
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$247K 0.02%
9,974
+1
+0% +$25
DEO icon
653
Diageo
DEO
$52.7B
$246K 0.02%
1,274
-8
-0.6% -$1.55K
IYR icon
654
iShares US Real Estate ETF
IYR
$4.57B
$246K 0.02%
2,403
– –
OLN icon
655
Olin
OLN
$2.17B
$246K 0.02%
5,098
+13
+0.3% +$606
ZS icon
656
Zscaler
ZS
$29.2B
$246K 0.02%
+937
New +$235K
GLW icon
657
Corning
GLW
$142B
$244K 0.02%
6,680
-1,034
-13% -$41.3K
JD icon
658
JD.com
JD
$39.3B
$243K 0.02%
3,363
+498
+17% +$36.7K
MLN icon
659
VanEck Long Muni ETF
MLN
$684M
$243K 0.02%
+11,300
New +$247K
CPNG icon
660
Coupang
CPNG
$28.9B
$239K 0.02%
8,590
+636
+8% +$22K
GRMN
661
Garmin
GRMN
$60.4B
$239K 0.02%
+1,537
New +$250K
RITM icon
662
Rithm Capital
RITM
$5.75B
$239K 0.02%
21,654
-1,925
-8% -$19.8K
SPTS icon
663
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$238K 0.02%
7,773
+1,128
+17% +$34.6K
XLRE icon
664
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.65B
$238K 0.02%
5,351
+2,040
+62% +$94.8K
CMF icon
665
iShares California Muni Bond ETF
CMF
$4.63B
$236K 0.02%
3,805
-321
-8% -$20.1K
KEY icon
666
KeyCorp
KEY
$24.6B
$233K 0.02%
10,761
+4,131
+62% +$83.5K
AMP icon
667
Ameriprise Financial
AMP
$49.7B
$232K 0.02%
+879
New +$230K
KMI icon
668
Kinder Morgan
KMI
$70.8B
$232K 0.02%
+13,904
New +$236K
CYBR
669
DELISTED
CyberArk
CYBR
$230K 0.02%
+1,455
New +$221K
SPSM icon
670
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$229K 0.02%
+5,386
New +$231K
IBDD
671
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$229K 0.02%
8,501
-213
-2% -$5.75K
DUK icon
672
Duke Energy
DUK
$96.9B
$228K 0.02%
2,326
+118
+5% +$12.2K
MDYG icon
673
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.96B
$228K 0.02%
+3,010
New +$234K
TFC icon
674
Truist Financial
TFC
$64.6B
$228K 0.02%
+3,887
New +$217K
PPA icon
675
Invesco Aerospace & Defense ETF
PPA
$8.64B
$227K 0.02%
3,157
-174
-5% -$12.8K
25 26
27
28 29

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.