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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOMO icon
651
Domo
DOMO
$184M
$259K 0.02%
+4,609
New +$299K
IQI icon
652
Invesco Quality Municipal Securities
IQI
$539M
$259K 0.02%
19,976
-1,001
-5% -$12.9K
PSX icon
653
Phillips 66
PSX
$91.1B
$258K 0.02%
3,160
-1,252
-28% -$98.2K
PLD icon
654
Prologis
PLD
$135B
$256K 0.02%
2,416
-1,330
-36% -$136K
CMF icon
655
iShares California Muni Bond ETF
CMF
$4.63B
$255K 0.02%
4,118
-1,115
-21% -$69.7K
ETG
656
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.88B
$255K 0.02%
13,352
-761
-5% -$14K
RITM icon
657
Rithm Capital
RITM
$5.75B
$254K 0.02%
22,535
+680
+3% +$6.92K
ORLY icon
658
O'Reilly Automotive
ORLY
$74.7B
$253K 0.02%
8,280
+810
+11% +$25.1K
PDCE
659
DELISTED
PDC Energy, Inc.
PDCE
$253K 0.02%
+212
New +$6.37K
PPA icon
660
Invesco Aerospace & Defense ETF
PPA
$8.63B
$251K 0.02%
+3,454
New +$239K
AAXJ icon
661
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.85B
$250K 0.02%
+2,703
New +$259K
TXT icon
662
Textron
TXT
$15B
$250K 0.02%
4,458
+175
+4% +$8.87K
SPTS icon
663
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$249K 0.02%
8,115
-19,028
-70% -$584K
JPS
664
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$249K 0.02%
25,654
+6,359
+33% +$59.9K
EWJ icon
665
iShares MSCI Japan ETF
EWJ
$23.2B
$247K 0.02%
3,603
-23,801
-87% -$1.65M
U icon
666
Unity
U
$19.7B
$247K 0.02%
+4,412
New +$543K
CL icon
667
Colgate-Palmolive
CL
$73.8B
$244K 0.02%
2,793
+149
+6% +$11.7K
EOI
668
Eaton Vance Enhanced Equity Income Fund
EOI
$831M
$244K 0.02%
14,507
– –
QQEW icon
669
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.86B
$243K 0.02%
2,354
+1
+0% +$103
NKTR icon
670
CALL
Nektar Therapeutics
NKTR
$2.59B
$242K 0.02%
+786
New +$245K
XLG icon
671
Invesco S&P 500 Top 50 ETF
XLG
$11B
$242K 0.02%
8,170
-590
-7% -$17.2K
CCL icon
672
Carnival Corporation Ltd
CCL
$38.7B
$241K 0.02%
9,084
-4,107
-31% -$96.9K
VONV icon
673
Vanguard Russell 1000 Value ETF
VONV
$22B
$241K 0.02%
3,440
-2,320
-40% -$147K
IRM icon
674
Iron Mountain
IRM
$37.4B
$239K 0.02%
+6,460
New +$216K
VGM icon
675
Invesco Trust Investment Grade Municipals
VGM
$568M
$239K 0.02%
17,693
-561
-3% -$7.45K
25 26
27
28 29

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.