We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORLY icon
651
O'Reilly Automotive
ORLY
$75B
$226K 0.02%
7,470
+120
+2% +$3.62K
CI icon
652
Cigna
CI
$73.6B
$223K 0.02%
1,071
-309
-22% -$60.6K
APPH
653
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
$223K 0.02%
+12,430
New +$157K
FDL icon
654
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.95B
$222K 0.02%
7,501
-2,219
-23% -$62.7K
URA icon
655
Global X Uranium ETF
URA
$6.3B
$222K 0.02%
+14,470
New +$177K
AAVM
656
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$27.1M
$219K 0.02%
7,134
-28,096
-80% -$690K
CHD icon
657
Church & Dwight Co
CHD
$24.1B
$218K 0.01%
2,506
+124
+5% +$11K
SPGM icon
658
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$218K 0.01%
+4,466
New +$206K
DOW icon
659
Dow Inc
DOW
$22B
$217K 0.01%
+3,912
New +$202K
RITM icon
660
Rithm Capital
RITM
$5.74B
$217K 0.01%
+21,855
New +$193K
TAN icon
661
Invesco Solar ETF
TAN
$1.38B
$217K 0.01%
+3,772
New +$302K
TTE icon
662
TotalEnergies
TTE
$192B
$217K 0.01%
+5,182
New +$200K
BUD icon
663
AB InBev
BUD
$159B
$216K 0.01%
+3,083
New +$195K
EXC icon
664
Exelon
EXC
$46.9B
$214K 0.01%
+7,118
New +$210K
NLY icon
665
Annaly Capital Management
NLY
$17.5B
$214K 0.01%
6,339
-347
-5% -$10.7K
UFOX
666
Defiance Space and Connective Tech ETF
UFOX
$931M
$214K 0.01%
+6,378
New +$199K
PFSI icon
667
PennyMac Financial
PFSI
$4.12B
$212K 0.01%
+3,227
New +$192K
PTH icon
668
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$244M
$212K 0.01%
+5,580
New +$277K
CCEP icon
669
Coca-Cola Europacific Partners
CCEP
$47.4B
$211K 0.01%
+4,226
New +$179K
CRSP icon
670
CRISPR Therapeutics
CRSP
$5.21B
$211K 0.01%
+1,377
New +$163K
EEMV icon
671
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$210K 0.01%
3,464
-818
-19% -$47.7K
FUTU icon
672
Futu Holdings
FUTU
$14.6B
$210K 0.01%
+4,590
New +$173K
BIPC icon
673
Brookfield Infrastructure
BIPC
$4.94B
$209K 0.01%
+4,326
New +$183K
PCEF icon
674
Invesco CEF Income Composite ETF
PCEF
$822M
$209K 0.01%
+9,700
New +$206K
IUSB icon
675
iShares Core Universal USD Bond ETF
IUSB
$43.4B
$208K 0.01%
3,284
-1,225
-27% -$66.5K
25 26
27
28 29

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.