We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
651
Corning
GLW
$143B
– –
-8,506
Closed -$220K
GRWG icon
652
GrowGeneration
GRWG
$109M
– –
-253,815
Closed -$3.02M
HAL icon
653
Halliburton
HAL
$27.5B
– –
-20,527
Closed -$266K
HON icon
654
CALL
Honeywell
HON
$73.8B
– –
-13,298
Closed -$1.84M
HR icon
655
Healthcare Realty
HR
$6.61B
– –
-9,098
Closed -$241K
HYHG icon
656
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
– –
-6,027
Closed -$350K
IEFA icon
657
PUT
iShares Core MSCI EAFE ETF
IEFA
$196B
– –
-114,601
Closed -$6.56M
IGIB icon
658
PUT
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
– –
-56,854
Closed -$3.44M
IMCB icon
659
iShares Morningstar Mid-Cap ETF
IMCB
$1.72B
– –
-50,500
Closed -$1.7M
ISTB icon
660
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
– –
-2,224
Closed -$231K
ITA icon
661
PUT
iShares US Aerospace & Defense ETF
ITA
$14.8B
– –
-19,612
Closed -$1.61M
ITB icon
662
iShares US Home Construction ETF
ITB
$2.37B
– –
-54,751
Closed -$1.54M
IWN icon
663
PUT
iShares Russell 2000 Value ETF
IWN
$14.7B
– –
-5,059
Closed -$499K
IYLD icon
664
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
– –
-22,784
Closed -$1.06M
KMI icon
665
Kinder Morgan
KMI
$70.9B
– –
-12,387
Closed -$188K
KR icon
666
Kroger
KR
$34.9B
– –
-13,746
Closed -$466K
KRE icon
667
State Street SPDR S&P Regional Banking ETF
KRE
$4.67B
– –
-5,163
Closed -$373K
LTC
668
LTC Properties
LTC
$2.12B
– –
-5,935
Closed -$224K
MBB icon
669
iShares MBS ETF
MBB
$39.2B
– –
-37,700
Closed -$2.35M
NHI icon
670
National Health Investors
NHI
$3.54B
– –
-17,255
Closed -$1.05M
NKTR icon
671
CALL
Nektar Therapeutics
NKTR
$2.59B
– –
-221
Closed -$405K
NOBL icon
672
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-9,902
Closed -$333K
NVO
673
Novo Nordisk
NVO
$201B
– –
-6,560
Closed -$215K
PPA icon
674
Invesco Aerospace & Defense ETF
PPA
$8.63B
– –
-5,547
Closed -$344K
QCOM icon
675
Qualcomm
QCOM
$173B
– –
-9,694
Closed -$1.04M
25 26
27
28 29

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.