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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
626
Medtronic
MDT
$116B
$250K 0.02%
3,039
-3,886
-56% -$296K
FANG icon
627
Diamondback Energy
FANG
$55.7B
$250K 0.02%
1,611
-84
-5% -$13.2K
SPLK
628
DELISTED
Splunk Inc
SPLK
$249K 0.02%
1,637
-311
-16% -$46.5K
AXP icon
629
American Express
AXP
$230B
$249K 0.02%
1,331
-680
-34% -$109K
IWS icon
630
iShares Russell Mid-Cap Value ETF
IWS
$16B
$249K 0.02%
2,326
-6,709
-74% -$715K
SMG icon
631
ScottsMiracle-Gro
SMG
$3.59B
$248K 0.02%
+3,890
New +$210K
CHY
632
Calamos Convertible and High Income Fund
CHY
$1.08B
$248K 0.02%
21,585
+147
+0.7% +$1.66K
FYC icon
633
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$245K 0.02%
3,898
-107
-3% -$6.08K
AMCR icon
634
Amcor
AMCR
$21.5B
$244K 0.02%
5,059
+361
+8% +$16.6K
NDAQ icon
635
Nasdaq
NDAQ
$53.4B
$243K 0.02%
+4,186
New +$221K
GGG icon
636
Graco
GGG
$13.1B
$243K 0.02%
+2,804
New +$220K
BOE icon
637
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$243K 0.02%
24,497
– –
VONV icon
638
Vanguard Russell 1000 Value ETF
VONV
$22B
$243K 0.02%
3,346
-3
-0.1% -$203
IEX icon
639
IDEX
IEX
$17.6B
$242K 0.02%
+1,115
New +$225K
TRNO icon
640
Terreno Realty
TRNO
$7.51B
$242K 0.02%
3,858
-1,062
-22% -$60.4K
EPI icon
641
WisdomTree India Earnings Fund ETF
EPI
$2.04B
$241K 0.02%
+5,877
New +$223K
TRP icon
642
TC Energy
TRP
$65.8B
$240K 0.02%
6,121
+316
+5% +$11.5K
GLW icon
643
Corning
GLW
$143B
$239K 0.02%
7,841
+1,071
+16% +$30.6K
AME icon
644
Ametek
AME
$58.8B
$235K 0.02%
+1,427
New +$218K
CHI
645
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$234K 0.02%
22,622
+153
+0.7% +$1.58K
CHD icon
646
Church & Dwight Co
CHD
$24B
$234K 0.02%
2,477
+155
+7% +$14.2K
RSG icon
647
Republic Services
RSG
$66.1B
$233K 0.02%
+1,415
New +$220K
XMVM icon
648
Invesco S&P MidCap Value with Momentum ETF
XMVM
$509M
$233K 0.02%
4,637
+75
+2% +$3.46K
FPE icon
649
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$233K 0.02%
13,811
-269
-2% -$4.34K
CEG icon
650
Constellation Energy
CEG
$98.4B
$232K 0.02%
1,983
+12
+0.6% +$1.4K
24 25
26
27 28

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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.