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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLC icon
626
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$220K 0.02%
3,354
-301
-8% -$20.1K
APTV icon
627
Aptiv
APTV
$10.1B
$219K 0.02%
2,224
-9
-0.4% -$930
MARA icon
628
Marathon Digital Holdings
MARA
$3.64B
$219K 0.02%
25,769
+2,000
+8% +$26.8K
SSD icon
629
Simpson Manufacturing
SSD
$8B
$219K 0.02%
1,459
+1
+0.1% +$152
RIVN icon
630
Rivian
RIVN
$23.1B
$218K 0.02%
+8,800
New +$205K
QRVO icon
631
Qorvo
QRVO
$8.7B
$217K 0.02%
2,276
-250
-10% -$25.5K
EL icon
632
Estee Lauder
EL
$31.6B
$217K 0.02%
1,498
-88
-6% -$14.7K
SCHO icon
633
Schwab Short-Term US Treasury ETF
SCHO
$13B
$216K 0.02%
9,000
-9,098
-50% -$218K
AMCR icon
634
Amcor
AMCR
$21.3B
$215K 0.02%
4,698
+55
+1% +$2.65K
CEG icon
635
Constellation Energy
CEG
$98.8B
$215K 0.02%
+1,971
New +$203K
CNI icon
636
Canadian National Railway
CNI
$77.2B
$213K 0.02%
1,968
+27
+1% +$3.1K
RODM icon
637
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.66B
$213K 0.02%
8,299
-211
-2% -$5.56K
CHD icon
638
Church & Dwight Co
CHD
$24.1B
$213K 0.02%
2,322
+3
+0.1% +$287
WBA
639
DELISTED
Walgreens Boots Alliance
WBA
$212K 0.02%
9,554
-537
-5% -$14.3K
WFC icon
640
Wells Fargo
WFC
$266B
$212K 0.02%
5,178
-252
-5% -$10.9K
CCJ icon
641
Cameco
CCJ
$42.8B
$211K 0.02%
+5,335
New +$189K
FNY icon
642
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$211K 0.02%
3,483
-167
-5% -$10.7K
MSTR icon
643
Strategy Inc
MSTR
$38.3B
$211K 0.02%
6,430
– –
OMFL icon
644
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.88B
$211K 0.02%
+4,593
New +$223K
GNTX icon
645
Gentex
GNTX
$4.95B
$210K 0.02%
+6,464
New +$207K
XMVM icon
646
Invesco S&P MidCap Value with Momentum ETF
XMVM
$510M
$209K 0.02%
4,562
+188
+4% +$8.86K
HUM icon
647
Humana
HUM
$46.2B
$207K 0.01%
425
-25
-6% -$11.7K
GLW icon
648
Corning
GLW
$143B
$206K 0.01%
6,770
+457
+7% +$14.9K
ED icon
649
Consolidated Edison
ED
$40B
$206K 0.01%
2,411
-91
-4% -$8.29K
XME icon
650
State Street SPDR S&P Metals & Mining ETF
XME
$4.48B
$206K 0.01%
+3,467
New +$180K
24 25
26
27 28

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.