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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNDM
626
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$236K 0.02%
5,186
-100
-2% -$4.37K
MUNI icon
627
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$236K 0.02%
4,597
+255
+6% +$12.9K
MGM icon
628
MGM Resorts International
MGM
$11.1B
$236K 0.02%
7,038
-676
-9% -$23.4K
WEN icon
629
Wendy's
WEN
$1.65B
$236K 0.02%
10,425
-139
-1% -$2.97K
GNR icon
630
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$233K 0.02%
4,087
-96
-2% -$5.4K
FNY icon
631
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$232K 0.02%
4,122
-934
-18% -$54.1K
BMRC icon
632
Bank of Marin Bancorp
BMRC
$462M
$231K 0.02%
7,028
+3
+0% +$101
CSX icon
633
CSX Corp
CSX
$92.9B
$231K 0.02%
+7,448
New +$224K
BKH icon
634
Black Hills Corp
BKH
$5.64B
$230K 0.02%
+3,273
New +$220K
TTD icon
635
Trade Desk
TTD
$6.84B
$230K 0.02%
+5,127
New +$260K
ACWI icon
636
iShares MSCI ACWI ETF
ACWI
$33.6B
$229K 0.02%
+2,697
New +$227K
BOE icon
637
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$229K 0.02%
23,907
-290
-1% -$2.72K
LEO
638
BNY Mellon Strategic Municipals
LEO
$389M
$228K 0.02%
37,323
-48
-0.1% -$294
WY icon
639
Weyerhaeuser
WY
$17.9B
$228K 0.02%
7,356
+8
+0.1% +$248
WFC icon
640
Wells Fargo
WFC
$266B
$227K 0.02%
5,498
-478
-8% -$21.2K
JQUA icon
641
JPMorgan US Quality Factor ETF
JQUA
$8.66B
$227K 0.02%
5,857
-1,094
-16% -$42K
SPTL icon
642
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$226K 0.02%
+7,775
New +$228K
MVF
643
DELISTED
BlackRock MuniVest Fund
MVF
$225K 0.02%
32,105
-66
-0.2% -$443
SPTM icon
644
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$225K 0.02%
4,759
-361
-7% -$17.2K
VKI icon
645
Invesco Advantage Municipal Income Trust II
VKI
$403M
$225K 0.02%
26,184
-2,219
-8% -$18.5K
EXC icon
646
Exelon
EXC
$47B
$224K 0.02%
5,191
-374
-7% -$14.8K
HDGE icon
647
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.2M
$224K 0.02%
7,787
+3,224
+71% +$92.5K
DHI icon
648
D.R. Horton
DHI
$41.9B
$223K 0.02%
+2,501
New +$200K
PEN icon
649
Penumbra
PEN
$12.9B
$223K 0.02%
+1,001
New +$196K
MYI icon
650
BlackRock MuniYield Quality Fund III
MYI
$723M
$223K 0.02%
19,861
-1,095
-5% -$11.6K
24 25
26
27 28

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.