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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOTZ icon
626
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.59B
$227K 0.02%
12,567
-1,217
-9% -$25.6K
LEO
627
BNY Mellon Strategic Municipals
LEO
$389M
$227K 0.02%
+37,371
New +$250K
SWKS icon
628
Skyworks Solutions
SWKS
$10.5B
$227K 0.02%
3,303
+502
+18% +$51.3K
SPTM icon
629
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$226K 0.02%
5,120
-3,405
-40% -$167K
MET icon
630
MetLife
MET
$61.8B
$224K 0.02%
3,697
+138
+4% +$8.82K
BLE
631
DELISTED
BlackRock Municipal Income Trust II
BLE
$223K 0.02%
+4,833
New +$54K
OGE icon
632
OGE Energy
OGE
$9.71B
$223K 0.02%
6,119
– –
RSPH icon
633
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$795M
$223K 0.02%
9,120
-3,400
-27% -$93.2K
VLUE icon
634
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
$223K 0.02%
7,517
+2,893
+63% +$268K
GTX icon
635
Garrett Motion
GTX
$5.38B
$222K 0.02%
36,358
+400
+1% +$2.75K
OEF icon
636
iShares S&P 100 ETF
OEF
$20.6B
$222K 0.02%
1,370
– –
RSG icon
637
Republic Services
RSG
$66.1B
$222K 0.02%
1,630
+1
+0.1% +$140
WELL icon
638
Welltower
WELL
$169B
$221K 0.02%
3,436
+910
+36% +$71.1K
ESGE icon
639
iShares ESG Aware MSCI EM ETF
ESGE
$6.86B
$220K 0.02%
6,178
-8,340
-57% -$260K
GTLS
640
DELISTED
Chart Industries
GTLS
$220K 0.02%
+1,194
New +$221K
MCHP icon
641
Microchip Technology
MCHP
$42.4B
$220K 0.02%
5,109
+422
+9% +$27.7K
SAP icon
642
SAP
SAP
$242B
$220K 0.02%
3,040
-27
-0.9% -$2.38K
MYI icon
643
BlackRock MuniYield Quality Fund III
MYI
$725M
$219K 0.02%
+20,956
New +$244K
ORCL icon
644
Oracle
ORCL
$450B
$219K 0.02%
3,591
-1,810
-34% -$133K
XT icon
645
iShares Future Exponential Technologies ETF
XT
$4.01B
$219K 0.02%
4,910
-3
-0.1% -$150
DUK icon
646
Duke Energy
DUK
$97.1B
$218K 0.02%
2,364
-3,116
-57% -$335K
MUNI icon
647
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$218K 0.02%
+4,342
New +$225K
SPGI icon
648
S&P Global
SPGI
$125B
$218K 0.02%
739
-746
-50% -$267K
WBD icon
649
Warner Bros
WBD
$69.7B
$218K 0.02%
13,972
-5,064
-27% -$68.8K
DFAX icon
650
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.5B
$217K 0.02%
11,405
-10,795
-49% -$229K
24 25
26
27 28

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.