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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
626
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$312K 0.02%
32,119
+5,585
+21% +$53.9K
ADI icon
627
Analog Devices
ADI
$187B
$310K 0.02%
1,765
-158
-8% -$28K
EXC icon
628
Exelon
EXC
$46.8B
$308K 0.02%
7,477
+102
+1% +$3.84K
AXP icon
629
American Express
AXP
$232B
$306K 0.02%
1,871
-166
-8% -$28.3K
CHD icon
630
Church & Dwight Co
CHD
$24B
$304K 0.02%
2,966
-26
-0.9% -$2.36K
UPWK icon
631
Upwork
UPWK
$1.06B
$304K 0.02%
8,895
+20
+0.2% +$884
ES icon
632
Eversource Energy
ES
$27.1B
$303K 0.02%
3,329
+1
+0% +$86
VDE icon
633
Vanguard Energy ETF
VDE
$10.4B
$303K 0.02%
+3,228
New +$257K
C icon
634
Citigroup
C
$232B
$301K 0.02%
4,996
+88
+2% +$5.85K
EFR
635
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$300K 0.02%
20,347
-3,012
-13% -$45.1K
EQAL icon
636
Invesco Russell 1000 Equal Weight ETF
EQAL
$846M
$300K 0.02%
6,341
+11
+0.2% +$513
GD icon
637
General Dynamics
GD
$106B
$299K 0.02%
1,430
+91
+7% +$18.4K
APPN icon
638
Appian
APPN
$2.52B
$298K 0.02%
4,571
-985
-18% -$81.9K
OLN icon
639
Olin
OLN
$2.17B
$294K 0.02%
5,108
+10
+0.2% +$561
RMT
640
Royce Micro-Cap Trust
RMT
$779M
$294K 0.02%
25,448
+639
+3% +$7.44K
CLX icon
641
Clorox
CLX
$12.8B
$292K 0.02%
1,673
-214
-11% -$35.7K
IWL icon
642
iShares Russell Top 200 ETF
IWL
$2.29B
$290K 0.02%
+2,545
New +$281K
OGE icon
643
OGE Energy
OGE
$9.68B
$289K 0.02%
7,530
+1,086
+17% +$38.1K
VDC icon
644
Vanguard Consumer Staples ETF
VDC
$8.01B
$288K 0.02%
1,440
– –
DEO icon
645
Diageo
DEO
$52.8B
$285K 0.02%
1,293
+19
+1% +$3.9K
COPX icon
646
Global X Copper Miners ETF NEW
COPX
$7.94B
$282K 0.02%
7,650
-1,189
-13% -$43.5K
MBB icon
647
iShares MBS ETF
MBB
$39.2B
$282K 0.02%
2,613
-520
-17% -$56K
FXZ icon
648
First Trust Materials AlphaDEX Fund
FXZ
$386M
$281K 0.02%
4,525
-26
-0.6% -$1.56K
NTNX icon
649
Nutanix
NTNX
$18B
$281K 0.02%
8,829
-281
-3% -$9.64K
RITM icon
650
Rithm Capital
RITM
$5.75B
$281K 0.02%
12,209
-9,445
-44% -$105K
24 25
26
27 28

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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.