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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGR icon
626
Sturm, Ruger & Co
RGR
$602M
$277K 0.02%
3,761
+610
+19% +$47.4K
COIN icon
627
Coinbase
COIN
$39.5B
$275K 0.02%
1,206
-1,184
-50% -$291K
AZN icon
628
AstraZeneca
AZN
$244B
$273K 0.02%
2,277
+555
+32% +$64.6K
AOA icon
629
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.3B
$272K 0.02%
3,086
+103
+3% +$7.34K
ES icon
630
Eversource Energy
ES
$27.1B
$272K 0.02%
3,328
+123
+4% +$10.7K
SPIB icon
631
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$271K 0.02%
7,413
-775
-9% -$28.5K
SPDV icon
632
AAM S&P 500 High Dividend Value ETF
SPDV
$103M
$270K 0.02%
9,127
+489
+6% +$14.6K
UBER icon
633
Uber
UBER
$154B
$270K 0.02%
6,040
-902
-13% -$39.4K
FANG icon
634
Diamondback Energy
FANG
$55.5B
$268K 0.02%
2,830
+72
+3% +$5.79K
AOR icon
635
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
$267K 0.02%
4,811
-40,966
-89% -$2.31M
GD icon
636
General Dynamics
GD
$106B
$262K 0.02%
1,339
-31,779
-96% -$6.22M
GMOM icon
637
Cambria Global Momentum ETF
GMOM
$72.4M
$262K 0.02%
8,974
-356
-4% -$10.5K
SPGM icon
638
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$261K 0.02%
+4,761
New +$267K
JPS
639
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$260K 0.02%
26,534
+823
+3% +$8.22K
ANET icon
640
Arista Networks
ANET
$263B
$258K 0.02%
+11,984
New +$275K
VDC icon
641
Vanguard Consumer Staples ETF
VDC
$8.01B
$258K 0.02%
1,440
-2
-0.1% -$370
QIG
642
WisdomTree U.S. Corporate Bond Fund
QIG
$17.4M
$257K 0.02%
+4,771
New +$262K
FXZ icon
643
First Trust Materials AlphaDEX Fund
FXZ
$386M
$255K 0.02%
4,551
– –
BIZD icon
644
VanEck BDC Income ETF
BIZD
$1.71B
$254K 0.02%
+14,835
New +$254K
EXC icon
645
Exelon
EXC
$46.8B
$254K 0.02%
7,375
+2
+0% +$68
BBBY
646
Bed Bath & Beyond
BBBY
$428M
$253K 0.02%
+3,090
New +$214K
EOI
647
Eaton Vance Enhanced Equity Income Fund
EOI
$833M
$253K 0.02%
14,107
– –
CHD icon
648
Church & Dwight Co
CHD
$24B
$248K 0.02%
2,992
-2,083
-41% -$177K
PEY icon
649
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$247K 0.02%
+3,443
New +$69.7K
WELL icon
650
Welltower
WELL
$169B
$247K 0.02%
2,997
+271
+10% +$23.3K
24 25
26
27 28

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.