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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ES icon
626
Eversource Energy
ES
$27.2B
$278K 0.02%
3,205
-70
-2% -$5.94K
IMCV icon
627
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.17B
$278K 0.02%
4,524
+108
+2% +$6.21K
B
628
Barrick Mining
B
$67.2B
$277K 0.02%
+14,007
New +$302K
ETN icon
629
Eaton
ETN
$178B
$276K 0.02%
1,999
-97
-5% -$12.5K
FDL icon
630
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.96B
$276K 0.02%
8,448
+947
+13% +$29.4K
KKR icon
631
KKR & Co
KKR
$101B
$275K 0.02%
5,571
-329
-6% -$14.7K
AIVL icon
632
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$273K 0.02%
2,886
-2,057
-42% -$182K
CPRT icon
633
Copart
CPRT
$27B
$273K 0.02%
10,056
-504
-5% -$14.2K
ICE icon
634
Intercontinental Exchange
ICE
$85.8B
$273K 0.02%
2,440
+9
+0.4% +$1.02K
INDA icon
635
iShares MSCI India ETF
INDA
$6.58B
$272K 0.02%
+2,925
New +$123K
NOBL icon
636
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$271K 0.02%
6,262
-514
-8% -$21.1K
AB icon
637
AllianceBernstein
AB
$3.39B
$270K 0.02%
6,741
-800
-11% -$30K
EQAL icon
638
Invesco Russell 1000 Equal Weight ETF
EQAL
$846M
$270K 0.02%
6,291
+23
+0.4% +$955
F icon
639
Ford
F
$55.3B
$270K 0.02%
18,865
-123,966
-87% -$1.42M
IXN icon
640
iShares Global Tech ETF
IXN
$9.48B
$270K 0.02%
8,298
-4,776
-37% -$244K
IYR icon
641
iShares US Real Estate ETF
IYR
$4.58B
$267K 0.02%
+2,899
New +$254K
FDT icon
642
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$264K 0.02%
4,394
-393
-8% -$23.3K
NTNX icon
643
Nutanix
NTNX
$17.8B
$264K 0.02%
+9,940
New +$302K
RGR icon
644
Sturm, Ruger & Co
RGR
$603M
$264K 0.02%
3,991
+221
+6% +$15.2K
BIIB icon
645
Biogen
BIIB
$31.1B
$262K 0.02%
+938
New +$253K
SPGM icon
646
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$262K 0.02%
5,004
+538
+12% +$27.6K
TGTX icon
647
TG Therapeutics
TGTX
$7.37B
$262K 0.02%
5,432
– –
SNA icon
648
Snap-on
SNA
$20.9B
$261K 0.02%
+4,172
New +$822K
CI icon
649
Cigna
CI
$73.6B
$260K 0.02%
1,073
+2
+0.2% +$446
SDOG icon
650
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
$260K 0.02%
5,047
-159
-3% -$7.68K
24 25
26
27 28

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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.