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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
626
KKR & Co
KKR
$101B
$239K 0.02%
5,900
-253
-4% -$9.56K
IBDD
627
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$238K 0.02%
8,712
-599
-6% -$16.4K
MKC icon
628
McCormick & Company Non-Voting
MKC
$14.6B
$237K 0.02%
2,476
-120
-5% -$11.3K
QQEW icon
629
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.86B
$237K 0.02%
2,353
+1
+0% +$93
FUBO icon
630
FuboTV Inc
FUBO
$291M
$236K 0.02%
+702
New +$192K
TOON icon
631
Kartoon Studios
TOON
$38.5M
$236K 0.02%
17,090
+100
+0.6% +$1.35K
CWH icon
632
Camping World
CWH
$667M
$235K 0.02%
+9,020
New +$264K
DUK icon
633
Duke Energy
DUK
$96.9B
$235K 0.02%
2,566
+152
+6% +$14.1K
EOI
634
Eaton Vance Enhanced Equity Income Fund
EOI
$831M
$235K 0.02%
14,507
– –
MS icon
635
Morgan Stanley
MS
$344B
$235K 0.02%
+3,425
New +$197K
NWN icon
636
Northwest Natural Holdings
NWN
$2.14B
$235K 0.02%
+5,120
New +$242K
SHRY icon
637
First Trust Exchange-Traded Fund VI First Trust Bloomberg Shareholder Yield ETF
SHRY
$16.4M
$234K 0.02%
8,554
+8
+0.1% +$207
NSC icon
638
Norfolk Southern
NSC
$76B
$232K 0.02%
978
– –
SDOG icon
639
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
$232K 0.02%
+5,206
New +$219K
WEC icon
640
WEC Energy
WEC
$35.8B
$232K 0.02%
2,516
-15
-0.6% -$1.46K
REI icon
641
Ring Energy
REI
$349M
$231K 0.02%
349,384
-32,500
-9% -$21.4K
IMCV icon
642
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.17B
$230K 0.02%
+4,416
New +$216K
CWB icon
643
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.75B
$229K 0.02%
+2,771
New +$209K
EWL icon
644
iShares MSCI Switzerland ETF
EWL
$2.22B
$229K 0.02%
5,115
-211
-4% -$8.96K
IZRL icon
645
ARK Israel Innovative Technology ETF
IZRL
$140M
$229K 0.02%
7,715
-460
-6% -$12.5K
ILCB icon
646
iShares Morningstar US Equity ETF
ILCB
$1.32B
$228K 0.02%
4,200
+12
+0.3% +$614
ENB icon
647
Enbridge
ENB
$112B
$227K 0.02%
7,092
-1,981
-22% -$60.3K
INDY icon
648
iShares S&P India Nifty 50 Index Fund
INDY
$562M
$227K 0.02%
+3,693
New +$142K
PWR icon
649
Quanta Services
PWR
$102B
$227K 0.02%
+3,163
New +$209K
CL icon
650
Colgate-Palmolive
CL
$73.8B
$226K 0.02%
+2,644
New +$219K
24 25
26
27 28

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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.