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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
626
Alcoa
AA
$13.5B
– –
-16,228
Closed -$182K
AGS
627
DELISTED
PlayAGS
AGS
– –
-16,017
Closed -$54K
AMZN icon
628
PUT
Amazon
AMZN
$2.89T
– –
-132,140
Closed -$18.2M
AZN icon
629
AstraZeneca
AZN
$245B
– –
-1,940
Closed -$216K
BIL icon
630
CALL
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
– –
-20,951
Closed -$1.95M
BSJP
631
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
– –
-8,839
Closed -$201K
CNC icon
632
Centene
CNC
$33B
– –
-4,404
Closed -$280K
CYBR
633
DELISTED
CyberArk
CYBR
– –
-2,628
Closed -$261K
DEM icon
634
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.99B
– –
-6,916
Closed -$218K
DIS icon
635
Walt Disney
DIS
$181B
– –
-40,003
Closed -$5M
DMF
636
DELISTED
BNY Mellon Municipal Income
DMF
– –
-37,400
Closed -$311K
DOCU
637
DocuSign
DOCU
$11.3B
– –
-13,293
Closed -$2.76M
ECL icon
638
Ecolab
ECL
$77.8B
– –
-1,323
Closed -$263K
EFA icon
639
PUT
iShares MSCI EAFE ETF
EFA
$80.4B
– –
-6,165
Closed -$376K
EIDO icon
640
iShares MSCI Indonesia ETF
EIDO
$486M
– –
-4,919
Closed -$581K
EIRL icon
641
iShares MSCI Ireland ETF
EIRL
$79M
– –
-2,089
Closed -$343K
EWH icon
642
iShares MSCI Hong Kong ETF
EWH
$1.21B
– –
-18,422
Closed -$574K
EWU icon
643
iShares MSCI United Kingdom ETF
EWU
$4.12B
– –
-11,192
Closed -$691K
FLWS icon
644
1-800-Flowers.com
FLWS
$260M
– –
-19,700
Closed -$394K
FNX icon
645
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
– –
-11,122
Closed -$695K
FSLY icon
646
Fastly Inc
FSLY
$4.54B
– –
-13,367
Closed -$1.16M
FYC icon
647
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
– –
-44,325
Closed -$1.88M
GAA icon
648
Cambria Global Asset Allocation ETF
GAA
$73.8M
– –
-10,230
Closed -$261K
GDX icon
649
CALL
VanEck Gold Miners ETF
GDX
$27.2B
– –
-82,165
Closed -$3.04M
GLD icon
650
PUT
SPDR Gold Trust
GLD
$143B
– –
-114,090
Closed -$19.1M
24 25
26
27 28

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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.