We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+19.03%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$354M
Cap. Flow
+$192M
Cap. Flow %
18.18%
Top 10 Hldgs %
19.93%
Holding
646
New
168
Increased
253
Reduced
160
Closed
39

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12.5M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.6M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$10.4M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$7.69M
5
SLV icon
iShares Silver Trust
SLV
+$4.53M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$16.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
3
AMZN icon
Amazon
AMZN
+$12.9M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.2M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.95M

Sector Composition

Rank Sector Weight
1 Technology 9.43%
2 Consumer Discretionary 2.61%
3 Healthcare 2.43%
4 Industrials 2.36%
5 Communication Services 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWC icon
626
iShares Micro-Cap ETF
IWC
$1.51B
– –
-3,432
Closed -$230K
IWN icon
627
iShares Russell 2000 Value ETF
IWN
$14.7B
– –
-4,860
Closed -$442K
LRCX icon
628
Lam Research
LRCX
$410B
– –
-9,160
Closed -$220K
MCN
629
Madison Covered Call & Equity Strategy Fund
MCN
$119M
– –
-11,150
Closed -$56K
MRNA icon
630
Moderna
MRNA
$25.5B
– –
-10,141
Closed -$555K
QCOM icon
631
CALL
Qualcomm
QCOM
$174B
– –
-200
Closed -$385K
QQQ icon
632
Invesco QQQ Trust
QQQ
$486B
– –
-58,231
Closed -$13.1M
RFDI icon
633
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
– –
-15,904
Closed -$723K
RIG icon
634
Transocean
RIG
$6.38B
– –
-20,908
Closed -$32.5K
SDS icon
635
ProShares UltraShort S&P500
SDS
$365M
– –
-468
Closed -$356K
SH icon
636
ProShares Short S&P500
SH
$839M
– –
-3,597
Closed -$398K
SHV icon
637
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-14,440
Closed -$64K
SPY icon
638
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$814B
– –
-1,330
Closed -$4.75M
STEW
639
SRH Total Return Fund
STEW
$1.8B
– –
-14,056
Closed -$129K
UA icon
640
Under Armour Class C
UA
$2.27B
– –
-20,598
Closed -$166K
UBER icon
641
Uber
UBER
$153B
– –
-14,756
Closed -$460K
DWPP
642
DELISTED
First Trust Dorsey Wright People's Portfolio ETF
DWPP
– –
-13,071
Closed -$332K
RTN
643
DELISTED
Raytheon Company
RTN
– –
-2,628
Closed -$345K
IRR
644
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– –
-19,100
Closed -$41K
IBMI
645
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
– –
-9,091
Closed -$231K
22 23 24 25
26

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, Financial Advocates Investment Management held 646 positions worth $1.06B, up 51% from $701M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $192M of net new capital in Q2 2020, opening 168 new positions and adding to 253 existing holdings. Its largest new stake was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $3.95M trimmed.

  • Financial Advocates Investment Management's largest Q2 2020 buy was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.
  • Financial Advocates Investment Management added most to Vanguard Short-Term Treasury ETF in Q2 2020, an estimated $12.5M increase.
  • Financial Advocates Investment Management's biggest Q2 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $3.95M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q2 2020, selling an estimated $16.3M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.06B portfolio in Q2 2020.
  • Financial Advocates Investment Management opened 168 new positions and closed 39 in Q2 2020.
  • Financial Advocates Investment Management's portfolio value rose 51% quarter-over-quarter to $1.06B.

Based on Financial Advocates Investment Management's 13F filing for Q2 2020, filed 14 Aug 2020.