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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
601
Estee Lauder
EL
$31.7B
$264K 0.02%
1,807
+309
+21% +$41K
NDSN icon
602
Nordson
NDSN
$17.2B
$263K 0.02%
+995
New +$231K
ETSY icon
603
Etsy
ETSY
$7.35B
$262K 0.02%
+3,238
New +$232K
WELL icon
604
Welltower
WELL
$169B
$261K 0.02%
2,894
+13
+0.5% +$1.13K
LYB icon
605
LyondellBasell Industries
LYB
$20.1B
$261K 0.02%
2,742
+251
+10% +$23.5K
FTNT icon
606
Fortinet
FTNT
$120B
$261K 0.02%
+4,454
New +$246K
SCCO icon
607
Southern Copper
SCCO
$159B
$259K 0.02%
+3,282
New +$226K
HUT
608
Hut 8
HUT
$10.4B
$258K 0.02%
19,372
+1,888
+11% +$20.1K
FGD icon
609
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.6B
$258K 0.02%
+11,600
New +$244K
GNTX icon
610
Gentex
GNTX
$5B
$258K 0.02%
7,900
+1,436
+22% +$44.4K
PDP icon
611
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$256K 0.02%
+3,000
New +$238K
QRVO icon
612
Qorvo
QRVO
$8.69B
$256K 0.02%
2,276
– –
MCO icon
613
Moody's
MCO
$83.2B
$256K 0.02%
+655
New +$228K
GEL icon
614
Genesis Energy
GEL
$1.94B
$256K 0.02%
22,084
+6
+0% +$69
APH icon
615
Amphenol
APH
$208B
$256K 0.02%
+5,156
New +$228K
ECC
616
Eagle Point Credit Company
ECC
$512M
$255K 0.02%
26,823
+1,157
+5% +$11K
C icon
617
Citigroup
C
$233B
$255K 0.02%
+4,949
New +$219K
DSL
618
DoubleLine Income Solutions Fund
DSL
$1.24B
$254K 0.02%
20,745
+1,240
+6% +$14.3K
ALL icon
619
Allstate
ALL
$65.4B
$253K 0.02%
1,810
-571
-24% -$74.5K
ALB icon
620
Albemarle
ALB
$15.4B
$253K 0.02%
1,751
+368
+27% +$50.5K
TER icon
621
Teradyne
TER
$65.3B
$253K 0.02%
+2,329
New +$221K
MCHI icon
622
iShares MSCI China ETF
MCHI
$6.14B
$253K 0.02%
+2,394
New +$101K
ROK icon
623
Rockwell Automation
ROK
$49.7B
$252K 0.02%
+812
New +$228K
AGGY icon
624
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$251K 0.02%
5,699
-451
-7% -$19K
MKC icon
625
McCormick & Company Non-Voting
MKC
$14.7B
$251K 0.02%
3,664
-132
-3% -$8.64K
23 24
25
26 27

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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.